- Raymond James Financial, Inc. (St. Petersburg, FL)
- …content for applicable coverage areas. + Maintains RJ Bank's sound compliance management system standards while fostering positive business relationships ... to regulatory requirements. + Ability to manage and perform risk -based compliance testing. + Ability to determine...Ability to determine matters requiring escalation to RJ Bank compliance management and ability to do so… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of enterprise policies. + Review and approval of enterprise policies at the Enterprise Risk Management Committee and when required the RJF Board of Directors or ... units to recommend policy and process changes to Senior Management . + Identifies, recommends, and works with other areas...the firm to automate and streamline functions to improve operational efficiencies of compliance systems. + Serves… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …commensurate with the level of risk being mitigated. + Informs Senior Compliance Management about issues that may involve rule violations or potential ... report compliance program status and activities to Compliance management . + Performs, contributes and manages...the firm to automate and streamline functions to improve operational efficiencies of compliance systems. + May… more
- Sedgwick (Orlando, FL)
- …FUNCTIONS and RESPONSIBILITIES** + Establishes policies and procedures to assure compliance to best practices, claims management services standards, state ... Best Workplaces in Financial Services & Insurance Senior Manager, Technical Standards & Compliance **Our teams connect! We collaborate onsite and have a hybrid work… more
- Wells Fargo (Tampa, FL)
- …Excellent time management and organizational skills + Thorough understanding of Operational Risk **Job Expectations:** + Individuals in Loan Originator (LO) ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Coinbase (Tallahassee, FL)
- …requirements, including transaction monitoring, sanctions and various screening systems, customer risk scoring, and other compliance solutions ensuring ... connection, and alignment. Attendance is expected and fully supported. The Coinbase Compliance Technology Team develops globally scalable systems to meet regulatory… more
- Wells Fargo (Miami, FL)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Senior Wealth Management Banker (SAFE) on the Professional Services team. This...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Scotiabank (Tampa, FL)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Champions ... knowledge of Transaction Banking products with advanced technical acumen and solid risk management techniques preferred. + Excellent verbal and written skills… more
- NextEra Energy (Palm Beach Gardens, FL)
- …successful replication through performance metrics and compliance audits _Risk Management & Compliance_ + Conduct comprehensive risk assessments for proposed ... generation systems, processes, and operational requirements + Experience with Management of Change methodologies and risk assessment techniques + Knowledge… more
- TD Bank (Fort Lauderdale, FL)
- …evolving regulatory requirements and assess potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment ... **Line of Business:** Enterprise Enabling Functions **Job Description:** The Identity and Access Management (CIAM) Product Owner II, you will play a critical role in… more