- City National Bank (Charlotte, NC)
- *AUDIT MANAGER II- OPERATIONAL RISK MANAGEMENT * WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a ... the Risk Management platform: Enterprise Risk , Model Risk , Operational ...years of audit or related experience in banking operations, compliance , and/or risk management activities.… more
- SMBC (Charlotte, NC)
- …for management of various activities. + Foundational knowledge of Operational Risk Management preferred. **Additional Requirements** SMBC's employees ... Governance team with project management and reporting activities. **Role Objectives: Operational Risk Reporting & Analytics** + Gather, validate, and analyze… more
- Regions Bank (Charlotte, NC)
- … compliance and potential issues + Provides analysis of the execution of our operational risk management framework, including: risk and control ... and front line risk assessments + Analyzes compliance processes and reports to management , comparing...maintains risk management documentation and risk reports + Provides timely update of operational… more
- USAA (Charlotte, NC)
- … framework. The ideal candidate will have at least two years of experience in privacy, compliance , or risk management , with an ability to analyze risk ... its products, and processes, to identify, work, and raise operational risk and compliance issues....fields directly related to the role. + Knowledge of risk and/or compliance management principles,… more
- SitusAMC (Raleigh, NC)
- …posture. This role is responsible for applying the IT risk management frameworks to help meet compliance benchmarks, address regulatory requirements, and ... planning and disaster recovery compliance , data loss prevention, third party risk management and incident response activities. Essential Job Functions: +… more
- TD Bank (Charlotte, NC)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... trends, including regulatory expectations and standards for effective compliance management systems** + **Knowledge and experience with risk management… more
- American Express (Charlotte, NC)
- …in business, finance, law, or a related discipline. + 3 years of experience in compliance , risk management , or control-related roles in financial services. + ... management process and escalating issues to senior management **Reporting, Policies and Procedures:** + Compliance ...E, Reg Z, Fair Lending, Privacy). + Experience supporting compliance or operational risk within… more
- NTT America, Inc. (Charlotte, NC)
- …, you will drive our firm's innovation and thought leadership in financial services risk management and compliance . By leveraging your deep knowledge and ... Optimization Director is instrumental in driving innovation and thought leadership in financial services risk management and compliance . You will play a key… more
- Confluent (Raleigh, NC)
- …cloud offerings through a combination of technical expertise, policy governance, security risk management , certification compliance , and excellent program ... expertise in risk and compliance frameworks, and a data-driven approach to risk management . **What You Will Do:** **Third-Party Risk Management … more
- TD Bank (Raleigh, NC)
- …and research tenure can be counted **Preferred Skills:** + Experience in non-financial, operational , or compliance risk + Experience with Power Platform ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment with … more