- PennyMac (Moorpark, CA)
- …Subservicing Performance Liaison plays a critical role in maintaining efficient operational functions and ensuring client portfolios are managed within established ... Service Level Agreements (SLAs) and in full compliance with investor, state, and regulatory guidelines. This position is responsible for the daily, weekly, and… more
- Wells Fargo (Los Angeles, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... participate in the sales development process + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to… more
- Wells Fargo (Seal Beach, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... participate in the sales development process + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to… more
- Wells Fargo (Foothill Ranch, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... participate in the sales development process * Knowledge and understanding of retail compliance controls, risk management, and loss prevention * Ability to… more
- AeroVironment (Simi Valley, CA)
- …and government bodies to maintain compliance . + Develop and implement risk -based approaches to ensure operational resilience and program execution success. + ... **Job Description** **Summary** Director of Quality and Mission Assurancewill lead quality, compliance , and risk mitigation efforts within the organization. This… more
- Cushman & Wakefield (Los Angeles, CA)
- … with C&W's values, standards and guidelines for business conduct * Ensure regulatory compliance and effective management of risk and liability for both C&W and ... management and environmental health & safety. Responsibilities also include MSA compliance , adherence to business plan, budgetary control, capital planning and… more
- BlackRock (San Francisco, CA)
- …needed to manage money in real time. Our investment software combines risk analytics with portfolio management, trading, compliance , and operations tools ... on a single platform to power informed decision-making, effective risk management, efficient trading, and operational scale. Through Aladdin, the firm offers to… more
- Abbott (Alameda, CA)
- …functions and influencing country-level teams without direct authority. + Strategic and Operational Risk Management: Deepening skills in making and owning ... customer insights, and technological advancements. + Anticipate and mitigate market, operational , and compliance risks to ensure strategic resilience. +… more
- UMB Bank (Sacramento, CA)
- …for performing independent, quality control reviews of retail branch locations to identify operational and compliance risk within the retail branch. This ... associate works closely with the Compliance and Oversight Program Manager and reports...resolve issues identified by regulatory bodies, internal audits or compliance engagements, or self-assessments. + Evaluate operational … more
- Girl Scouts San Diego (San Diego, CA)
- …team and Board to advance organizational goals through sound resource allocation, operational excellence, and proactive risk management. + Accomplish goals ... effective planning, evaluation, and accountability; makes timely, data-driven decisions. Risk Management: + Ensures financial and operational stability,… more