- Anywhere Real Estate (Riverside, CA)
- …related documents for each of the franchising brands within Anywhere Brands. The Compliance Manager - Franchise Contracts will lead efforts in executing ... policies. This role involves reviewing, analyzing, and monitoring contracts to ensure compliance with legal standards and mitigate risk . + Develop, implement,… more
- Xylem (San Diego, CA)
- …denied and restricted party screening strategic governance, and oversight of compliance risk assessments and/or voluntary self-disclosure processes. The ... expectations through innovative and sustainable solutions. **Overview:** The **Program Manager - Trade Compliance ** will play a...play a key role in supporting the strategic and operational effectiveness of the trade compliance team.… more
- CVS Health (Sacramento, CA)
- …future breaches. + Ensures that compliance practices are integrated into operational decision-making and risk management processes across the market. + ... each and every day. **Position Summary** As the Senior Manager , Business Compliance , you will be responsible...and training, fostering awareness of applicable laws, regulations, and risk categories. + Interacts with state regulatory bodies and… more
- Southern California Edison (Rosemead, CA)
- …audit findings, opportunities for control improvements with the objective of mitigating risk and improving financial and operational performance + Evaluates the ... audits or similar function. + Experience evaluating processes for implementation, operational effectiveness and efficiency, and compliance for utilities (FERC,… more
- Wells Fargo (Palo Alto, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... require, ensuring consistent and efficient execution of the firms Operational , Compliance policies and procedures + Be...to oversee operational /support practices and coach on operational risk **Required Qualifications:** + 4+ years… more
- BeOne Medicines (Emeryville, CA)
- …Senior Internal Auditor will be key member in supporting and executing operational and/or compliance audits, advisory projects and SOX/C-SOX assessment, ... additional/ad hoc assignments as needed. Essential Functions: **Business Partnership and Risk Assessment** + Support (Senior/Associate) Internal Audit Manager in… more
- City National Bank (Los Angeles, CA)
- …position act strategically to guide the Private Bank management team on client servicing, operational risk management and compliance matters. Works with the ... the Private Bank units in all matters affecting operations, risk management and regulatory compliance , including the... operational performance and integrity and mitigation of operational risk . * Acts as a conduit… more
- Wells Fargo (Torrance, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to… more
- Coinbase (Sacramento, CA)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal ... Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors....& Oversight (Finance & Accounting):* Spearhead and execute comprehensive, risk -based operational audits of the finance and… more
- Wells Fargo (Los Angeles, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to… more