- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair lending risk within various business units. * ... topics. * Completes and maintains the Bank's fair lending risk assessments. * Participates in the Bank's Complaint program...trends and apply findings. * Performs periodic reporting on compliance and operational issues as required. *… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Responsibilities** * Builds and maintains Compliance Surveillance controls for multiple Compliance & Risk units. * Design and build custom dashboards, builds ... the firm to automate and streamline functions to improve operational efficiencies. * Performs periodic reporting on compliance...(8) years of experience in the financial services industry, compliance , or risk management. ~or~ * Any… more
- The ODP Corporation (Boca Raton, FL)
- **Overview** The Senior Manager , Global Trade Compliance will be responsible for managing and overseeing all customs and trade compliance activities for the ... a team for developing and implementing policies and procedures and improving operational efficiencies for Direct Imports and Private Brands. Monitor and assess… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …ensure adherence to regulatory requirements. + Ability to manage and perform risk -based compliance testing. + Ability to determine matters requiring escalation ... other areas of the firm to automate and streamline functions to improve operational efficiencies of compliance systems. + Balances conflicting resource and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …through experience, specialized training, and/or certification in project management, information compliance risk management, and the securities and/or banking ... industry to support Information Compliance Risk Management's (ICRM) people, processes, technology...learning. + Recommends and drives process enhancements to improve operational efficiency, compliance posture, and stakeholder satisfaction.… more
- Molina Healthcare (Jacksonville, FL)
- …reporting exists to demonstrate compliance to regulatory requirements. * Supports Manager and Director with developing the Operational Oversight Work Plan, ... management, coordinates and performs oversight audits and validation activities to ensure operational regulatory compliance with Federal and State laws and… more
- The Walt Disney Company (Celebration, FL)
- …for supporting the Safety Compliance team of Disney Cruise Line, assisting the Manager of Safety in compliance of the Disney Cruise Line(R) Safety Management ... a strong safety culture by positive and proactive collaboration with all operational departments including the identification, assessment, analysis, and solving of a… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …works with other areas of the firm to automate and streamline functions to improve operational efficiencies of compliance systems. + May serve as a compliance ... compliance activities are commensurate with the level of risk being mitigated. + Informs Senior Compliance ...of risk being mitigated. + Informs Senior Compliance Management about issues that may involve rule violations… more
- Navy Federal Credit Union (Pensacola, FL)
- …using performance measurements and indicators to identify areas for improvement and potential risk and develop action plans for each indicator or area identified and ... work plans, schedules, milestones, deliverables, and training + Manage program budgets including risk and impact of changes to program plans + Identify and minimizes… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … due diligence program. Update design as needed on a regular basis. * Perform operational risk reviews of funds. Prepare written reports based on these reviews. ... Under very limited supervision, the Senior Associate of Alternative Investment Operational Due Diligence utilizes specialized knowledge and skills obtained through… more