- American Express (New York, NY)
- …remediation of issues by influencing Corporate Functions (CF), who own and execute issue/ Operational Risk Event (ORE) remediation + Investigate and conduct root ... and lesson learning. CFCM is looking for a Senior Manager of Issues, Events & Remediation focused on ensuring...to embed accountability along the process, collaborating with other Operational Risk Management (ORM) teams as necessary… more
- TD Bank (New York, NY)
- …of Business:** Business Management, Strategy & Support **Job Description:** The Senior Manager , Business Management oversees and leads a large and/or highly complex, ... and diverse business management function for an area of significant risk , complexity or scope usually involving medium to long term planning, ensuring an integrated… more
- Wells Fargo (Forest Hills, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to… more
- Coinbase (Albany, NY)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal ... Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors....& Oversight (Finance & Accounting):* Spearhead and execute comprehensive, risk -based operational audits of the finance and… more
- TD Bank (New York, NY)
- …would likely have risen through progressively senior roles within treasury, finance, or risk management, such as: Treasury Manager /Director, Head of Liquidity ... optimize the balance sheet and to ensure capital allocation, liquidity, and risk management frameworks are aligned with corporate goals and regulatory requirements.… more
- Heritage Financial Credit Union (Middletown, NY)
- …union and as such plays a critical role in assessing the organization's risk landscape, ensuring compliance with regulatory requirements, and fostering a strong ... Sr. Manager of Internal Audit - Middletown, NY WFH...control procedures and monitors safeguarding of assets. 2. Governance, Risk & Compliance + Oversee the development… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... a culture of collaboration, innovation, and accountability. + Ensure adherence to risk , compliance , and regulatory standards throughout the product lifecycle. +… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... assist in the implementation, maintenance and administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and… more