- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... assist in the implementation, maintenance and administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and… more
- Scotiabank (New York, NY)
- …information security, risk management, cybersecurity/technology risk , audit, regulatory compliance , and governance. The IS&C Senior Manager will lead and ... Senior Manager , US Information Security & Control **Requisition ID:**...day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk… more
- MTA (New York, NY)
- …looked at holistically from user, data and component, and systems perspectives. The Manager also considers all risk assessments, data driven analytics, and ... Cybersecurity Officer Manager Identity and Privileged Access Management Job ID:...staff planning, building, and maintaining cybersecurity tools, configurations, and risk mitigation to support Information and Operational … more
- M&T Bank (Getzville, NY)
- …on observable breaches in Corporate Risk policies. + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... changes in process or accounting requirements with input from Operational Accountant III, IV or Manager . +...input from Operational Accountant III, IV or Manager . + Participate in responsibilities associated with new business… more
- American Express (New York, NY)
- …manage and mitigate these risks effectively; supports the BU with expert guidance for topical Operational Risk intelligence. GCS is looking for a Sr. Manager ... themes, etc. across the enterprise **Required Qualifications:** + 4 years of experience in operational risk management (eg, within Risk and/or Internal Audit… more
- US Tech Solutions (New York, NY)
- …the implementation and maintenance of the overall Global Banking Americas', front office Compliance Risk and Control Assessment Program in accordance with the ... risks, significant incidents, organizational changes, and others, that may impact the operational risk profile of Global Banking Americas and lead to Risk … more
- City National Bank (New York, NY)
- …culture: Proactively manage all applicable risks (eg transactional, operational , credit, counterparty, market, regulatory, compliance ), self-identification ... *GLOBAL TRADE SUPPLY** SALES MANAGER ** WHAT IS THE OPPORTUNITY? *The GTS Sales...management, underwriting, back and middle office operations, credit administration, risk , legal, and compliance . * Leadership and… more
- Tompkins Community Bank (Ithaca, NY)
- …and ensuring compliance with financial policies and procedures. + Financial Risk Management- Oversee the company's financial risk modeling and risk ... Overview The Treasurer and Finance Manager plays a key leadership role in shaping...Support operating companies with financial insights and planning. + Risk Management and Compliance + Manage the… more