- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (East Meadow, NY)
- …+ Identifies and mitigates risk and proactively audits for adherence to compliance , policies and procedures and overall operational soundness of the Store + ... policies and/or regulatory requirements **Shareholder Accountabilities:** + Leads and drives operational compliance of all Store operations including teller and… more
- Capital One (New York, NY)
- …due diligence, risk assessment/mitigation + Drive process improvements to enhance operational efficiency and risk management practices. + Mentor and develop ... Senior Manager , Underwriter Capital One, a Fortune 500 company...part of Community Finance that is responsible for the risk assessment, evaluation, management, and administration of individual loans… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Champion ... Senior Manager , Cloud Security and Emerging Technology **Requisition ID:**...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- American Express (New York, NY)
- …Business, or a related discipline + 5 years of experience in data governance, risk management, internal controls, audit, or data compliance within the financial ... services industry + Experience working with data risk principles and integrating them into operational ...AI, and/or M&A + Experience supporting control integration within risk and compliance workflows + Prior experience… more
- Justworks (New York, NY)
- … compliance . This role sits at the intersection of regulatory compliance and operational execution. It involves translating complex regulatory requirements ... across teams and tools. You are a people-first leader who thrives in operational environments where precision is critical and compliance is non-negotiable. You… more
- TD Bank (New York, NY)
- …impacts + Ensures employees are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry ... leads a highly complex and diverse function for an area of significant risk , complexity or scope while growing talent, developing skills and capabilities to achieve… more
- Bank of America (New York, NY)
- …of data throughout the lifecycle. Works with other groups as needed, including Compliance , Audit, Operational Risk , and Technology to ensure effective ... Data Policy Manager Charlotte, North Carolina;New York, New York; Jersey...and technology. + Strong understanding of the data regulations, compliance and risk environment in financial services.… more
- M&T Bank (Rochester, NY)
- …community through involvement in local organizations. + Exemplify and ensure compliance with operational , security and control policies/procedures, preventing ... (profile/pre- call planning, outreach, appointment preparation, interaction/appointment, follow-up) and Risk Management (audit requirements, fraud prevention, Know Your Customer… more
- The Research Foundation for SUNY (Albany, NY)
- …levels of the RF and SUNY constituents and report to the Ethics & Compliance Manager . KEY RESPONSIBILITIES: + Provide daily support of initiatives supporting the ... RF and SUNY system in the areas of ethics, risk management, internal controls, and a wide array of...and operating plans as assigned by the Ethics & Compliance Manager . Job Requirements: EDUCATION & EXPERIENCE… more