- M&T Bank (Getzville, NY)
- …through an auction house if marketing is unsuccessful. + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... standards and policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable. + Promote an environment that supports belonging and… more
- Fujifilm (Valhalla, NY)
- …include lifecycle management for implementations and upgrades to ensure compliance with regulatory requirements, internal security standards, and associated ... security related ITGC items as defined in Fuji's access risk control matrix for Japanese Sarbanes-Oxley (JSOX). + Manage...training, and ongoing support. + At least 2 years operational experience with GRC Access Control 10.0 or other… more
- Fresenius Medical Center (New York, NY)
- …Education, Clinical Services, Nutritional Services, Social Work Services Regulatory and Compliance to take the appropriate steps to facilitate achievement of quality ... on a day-to-day basis to monitor the effectiveness of their clinical and operational processes to impact patient centered care resulting in improved patient outcomes… more
- Coinbase (Albany, NY)
- …with reliability, scale and risk (whether reputational, market, credit, legal, compliance , tax, operational , or financial) mitigation explicitly in mind * ... Establishes very close working relationships with STP and IOS partners, and jointly and ruthlessly executes towards commercial goals * Ability to bridge cryptocurrency and financial market primitives to innovate to client or business solutions *Nice to Haves:… more
- TD Bank (New York, NY)
- …team strives to create efficiency, improve client service levels and reduce operational risk . If you are industrious, collaborative, innovative, and enjoy ... processes and requests of medium to high complexity with high- risk /financial impact + Identifies and investigates non-standard operational /reporting/… more
- TD Bank (Queensbury, NY)
- …Supervisor supervises day-to-day team activities to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect ... horizon is generally short term with low to moderate risk + Demonstrates understanding of bank operational ...that will impact Store financial results + Responsible for Operational excellence and compliance in the Store… more
- Capital One (New York, NY)
- … Operational familiarity with card products + 10+ years of experience as a Risk Manager or Assurance within the financial services or tech industry + ... management and escalations **Competencies** The ideal candidate will be a seasoned risk management and compliance professional with strategic leadership skills,… more
- Bank of America (New York, NY)
- …made will have significant impact to the firms Regulatory, Financial, Reputational and Operational risk to the Bank. On a tri-annual basis this associate ... and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk ...Trusts) * Experience in any of the following areas: Operations/Finance/ Risk / Compliance * Strong technical and data analytical… more
- TD Bank (New York, NY)
- …matter experts; + Demonstrate a strong understanding and promote awareness of key operational risk . frameworks/policies, risk appetite, and Operational ... TDS businesses globally in adherence to regulatory requirements, managing risk and having effective operational controls in...interaction model with business partners, other G&C leads, and Risk and Control Partners such as Compliance … more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more