- Wells Fargo (Nyack, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... participate in the sales development process + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to… more
- TD Bank (New York, NY)
- …is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance , AML and Audit) to assess risks, develop and ... automated (Algo) trading and sales activities in coordination with Compliance or relevant Risk and Control teams....Desk Heads / Supervisors. + Understanding of key non-financial risk (eg, market, credit, operational ) concepts, controls… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Associate Director is responsible for working closely with the Director/ Manager and the team to assist in all aspects..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance… more
- Cushman & Wakefield (New York, NY)
- … with C&W's values, standards and guidelines for business conduct * Ensure regulatory compliance and effective management of risk and liability for both C&W and ... management and environmental health & safety. Responsibilities also include MSA compliance , adherence to business plan, budgetary control, capital planning and… more
- Neuberger Berman (New York, NY)
- …enhancement opportunities to mitigate risk + Evaluate the integrity of operational data and ensure compliance with established policies, procedures and ... other members of the Internal Audit department, Legal & Compliance , Operations, Risk , Front Office personnel, and...with Technology Audit to conduct integrated audits for bother operational and technical controls + Prepare and present audit… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** Roles in the second line of defense Financial ... Crime Risk Management Testing team (FCRM) are responsible for maintaining...and gaps with TD's policies, procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing teams… more
- Bank of America (New York, NY)
- …forecasting, and operational performance. + Work closely with Credit Risk , Underwriting, Product, Pricing, Business Controls and Compliance partners to ... and portfolio trends to understand product performance and improve portfolio risk , profitability, performance forecasting, and operational performance + Leads… more
- MTA (New York, NY)
- …with MTA Construction & Development (C&D) for successful execution. + Minimize operational disruptions and customer impact while ensuring compliance with safety ... between various bridge and tunnel departments, external agencies, and regulatory entities. Compliance & Risk Management: + Ensure compliance with… more
- BlackRock (New York, NY)
- …needed to manage money in real time. Our investment software combines risk analytics with portfolio management, trading, compliance , and operations tools ... on a single platform to power informed decision-making, effective risk management, efficient trading, and operational scale. Through Aladdin, the firm offers to… more
- UMB Bank (Albany, NY)
- …for performing independent, quality control reviews of retail branch locations to identify operational and compliance risk within the retail branch. This ... associate works closely with the Compliance and Oversight Program Manager and reports...resolve issues identified by regulatory bodies, internal audits or compliance engagements, or self-assessments. + Evaluate operational … more