- Robert Half Finance & Accounting (New York, NY)
- …forecasting upon management request. * Propose operational improvement to Front Office, Risk Management Manager , and Division Manager based on risk ... market behavior or deviations from approved risk limits, and escalate findings to Risk Management Manager and Division Manager as necessary. * Support… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a...key member of the second line of defense, providing risk -based oversight, guidance, and monitoring across multiple consumer lending… more
- Santander US (New York, NY)
- …oversee third party vendor partnerships and lead cross functional projects that drive operational efficiency, compliance and value creation. This role will be ... service levels are met. + Conduct regular vendor reviews, including performance scorecards, risk assessments, and compliance checks. + Partner with Legal and … more
- American Express (New York, NY)
- …program and enhance platform capabilities, the enterprise undergoes an uplift to the Enterprise Risk and Operational Risk Management frameworks, and as the ... AML function. GFCC is part of the broader Global Risk & Compliance organization. The GFCC ...operational , procedural, and documentation gaps in customer onboarding, risk rating, EDD review processes. + Design/improve/ establish clear… more
- BMO Financial Group (New York, NY)
- …regulatory requirements. + Provides input into the planning and implementation of ongoing operational programs in support of the market risk framework. + ... 3x per week at our 151 W 42nd Street, NY office. Provides market risk oversight, monitoring, and reporting for a designated portfolio. Develops and monitors the… more
- Bank of America (New York, NY)
- …understanding of data and technology. + Understanding of the data regulations, compliance and risk environment in financial services. + Execution Expertise: ... in a cross functional team environment in financial services - business, technology, compliance and risk . + Leadership capability: A successful candidate will… more
- New York State Civil Service (Albany, NY)
- …and Counterparty Managero Market, Liquidity and Asset Liability Management Risk Manager * Project Management Institute: Portfolio Management ... skills, and a solid understanding of the financial services industry, including risk management and compliance requirements.The Department of Financial Services… more
- Citigroup (New York, NY)
- …+ 5-10 years of experience + Demonstrated relevant experience including supporting risk management, compliance , or governance and controls related roles + ... As part of New Activity Risk Management Change Delivery Team, you will help...accomplish goals. + Escalate program risks to the Program Manager , when appropriate + Engage with businesses and stakeholders… more
- Amalgamated Bank (New York, NY)
- …new and existing third parties are assessed and meet established Information Security, Compliance , Operational Risk , and Reporting guidelines. By joining our ... Amalgamated Bank is seeking a Director of Third-Party Risk Management who will be responsible for applying,...interviewed at least once, in person, with the hiring manager . Amalgamated Bank does not sponsor applicants for work… more
- Ankura (New York, NY)
- …work with Chief Compliance Officers to build and mature their compliance programs, conduct program effectiveness reviews, and risk assessments, and perform ... practice is often called upon to advise investors on operational and compliance matters during due diligence....and payer denial information + Works with the Project Manager to analyze and understand client concerns and develop… more