- Truist (Charlotte, NC)
- … and regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance , Operational , Reputation and Strategic Risks. 6. Strong leadership and ... risk and regulatory knowledge with an emphasis on Non-Financial Risks. ( Compliance , Operational , Reputational, Strategic Risks) + Knowledgeable of Credit,… more
- Grant Thornton (Charlotte, NC)
- As an IT Risk Manager , you will get the opportunity... in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all with ... CIA,CISA, CISSP, CISM, CPA license/certification preferred + Experience performing technology risk assessments and audits, operational internal audits, and… more
- Grant Thornton (Charlotte, NC)
- …assist in addressing risk in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all with the resources, environment, and ... As a Process Risk Director, you will get the opportunity to...Experience assessing and designing internal controls that address strategic, operational , reporting, and compliance risks across financial,… more
- Truist (Charlotte, NC)
- …as well as strategic considerations. 7. Identify and resolve technical, operational , risk management, business, and organizational challenges. **QUALIFICATIONS** ... banking, with specific emphasis on reporting, business intelligence, systems, technology, data, risk , compliance or related areas 4. Relevant professional or… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... other tools to improve efficiency.** + **Lead additional initiatives including updating the Operational Risk Profile, facilitating RCSAs, and other risk and… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... partner closely with other senior managers who lead functional verticals (eg, compliance training, issues management, risk assessment, third-party oversight) and… more
- Bank of America (Charlotte, NC)
- …open gaps in a timely manner.The role will interact with internal Audit Executive, Compliance and Operational Risk Executives as well as external Regulatory ... risk identification, escalation and timely mitigation of compliance and operational risks. This senior position...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Regions Bank (Charlotte, NC)
- …area, or program. **Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities ... Bachelor's degree and seven (7) years of experience in Compliance , Operational Risk , Quality Assurance/Control,...Relevant certifications and/or licenses, such as: + Certified Regulatory Compliance Manager (CRCM) + Certified Anti Money… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... of compliance that will cascade throughout the organization. The US Compliance Senior Transformation Manager supports the overall coordination of US… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... in reshaping compliance structures and processes, driving innovation at every level....structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more