- M&T Bank (Getzville, NY)
- …to motion for relief, post-petition fee notices, etc. + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... standards and policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable. + Promote an environment that supports belonging and… more
- KeyBank (Albany, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... has a functional knowledge of BSA/AML, OFAC and Fraud compliance laws and regulations, risks and supporting operational...or gaps. + Review policies and procedures and associated compliance and compliance risk programs… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Quality Assurance (US) team is responsible for providing independent quality assurance of compliance risk through the execution of reviews. These reviews assess… more
- KeyBank (Amherst, NY)
- … management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and Fiduciary Advisor), or similar). + ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk...candidate has a functional knowledge of wealth management, trust/fiduciary compliance laws and regulations, risks and supporting operational… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... lending activities of Wealth Banking.** **In this position, the Compliance Specialist will be supporting the Wealth...Compliance function that effectively manages and oversees regulatory compliance risk and conduct risk … more
- KeyBank (Amherst, NY)
- … management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and Fiduciary Advisor), or similar). + ... Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk...Comprehensive knowledge of the operational , technical, and functional structure of financial services organizations,… more
- PSEG Long Island (Bethpage, NY)
- …This position is a direct report to the Technology Group Product Manager. The NERC Compliance Specialist is responsible for ensuring compliance with NERC CIP ... developed policies and procedures, objectives and determines strategy for tracking operational compliance activities goals including: gathering current state and… more
- Bank of America (New York, NY)
- …is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... drives the development of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with… more
- Bank of America (New York, NY)
- …is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR)...and communication skills, with the capacity to explain complex risk and model concepts to non- specialist stakeholders.… more
- TD Bank (New York, NY)
- …other functional specialist groups to ensure integrated service delivery, risk mitigation and compliance with applicable internal and external requirements ... confirmation, and reconciliation. + Implement and maintain strong controls to mitigate operational and financial risk . + **Stakeholder Management** + Partner… more