- M&T Bank (Getzville, NY)
- …of bid deposit, senior lien payoff and settlements. + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... (CAM) pertaining to residential property in which the bank has an interest, to avoid risk of loss to the bank or its investors and work with in house counsel… more
- M&T Bank (Getzville, NY)
- …Understand the workflow necessary for account maintenance/corrections. + Adhere to applicable compliance / operational risk controls in accordance with Company ... with M&T in an effort to collect past due payments, while maintaining compliance with all state and federal laws and regulations applicable to consumer collection… more
- New York State Civil Service (Albany, NY)
- …; ABA Certificate in Fraud Compliance ; Certified Regulatory Compliance Managero CSBS: Certified Anti-Money Laundering Specialist * Demonstrated experience ... HELP No Agency Financial Services, Department of Title Financial Crimes Risk Manager (Director Financial Services Programs 1, SG-31) Occupational Category Financial,… more
- L3Harris (Rochester, NY)
- …Platform (AAP) is a plus. + Experience managing systems under the NIST Risk Management Framework. In compliance with pay transparency requirements, the salary ... Implement regular system updates and patches, minimize vulnerabilities, and maintain compliance with industry standards. + Monitor system health and proactively… more
- M&T Bank (Getzville, NY)
- …placing the property back into conveyance condition timely. + Adhere to applicable compliance / operational risk controls in accordance with Company or ... regulatory standards and policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable. + Promote an environment that supports… more
- M&T Bank (Getzville, NY)
- …documents. Determine in-state agent who can accept service. + Adhere to applicable compliance / operational risk controls in accordance with Company or ... regulatory standards and policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable. + Promote an environment that supports… more
- TD Bank (New York, NY)
- …The successful candidate is willing to work hands-on to drive key initiatives across compliance , operational risk management, and audit functions, works well ... RCSA.** + Minimum 7+ years of compliance risk management, enterprise risk management, operational...documentation to effectively report on the status of the Compliance program + Represents CGO as a specialist… more
- KeyBank (Amherst, NY)
- … management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and Fiduciary Advisor), or similar). + ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk...candidate has a functional knowledge of wealth management, trust/fiduciary compliance laws and regulations, risks and supporting operational… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Manager - Collections will provide compliance advisory support and manage compliance risk across loan collections. This role focuses on issues management,… more
- TD Bank (New York, NY)
- … Program in defining and achieving departmental objectives: + Design operational risk management plans and the annual compliance strategic plan + Develop ... a mission to build a more resilient and scalable compliance risk management function. As part of...documentation to effectively report on the status of the Compliance program + Represents CGO as a specialist… more