- Raymond James Financial, Inc. (New York, NY)
- …products, individual applications, business activities, and the market to determine whether any risk is within the agreed risk appetite. Undertake tactical ... Recommend changes to policies, processes, standards, and practices that would improve operational support. Develop and/or deliver a plan for significant aspects of… more
- TD Bank (New York, NY)
- …entries and reconciliations for broker-dealer and non-broker-dealer entities and ensure compliance with US GAAP and IFRS standards. Key Responsibilities + Oversee ... principles, US GAAP, and IFRS. + Knowledge of Sarbanes-Oxley controls and compliance requirements. + Advanced proficiency in Microsoft Excel and automation tools… more
- St. George's University (Great River, NY)
- …entry accuracy of applicant files. + Understand and support application processing compliance . + Identify and operational bottlenecks, escalating to appropriate ... Operational Accuracy: Applications are processed efficiently with strong compliance and reporting integrity. + Pod Effectiveness: Admissions pods function… more
- Bank of America (New York, NY)
- …and Core Banking products. Job expectations include effectively balancing sales performance, operational risk , and client relationship care. This position is ... with residential mortgage needs and is the primary lending specialist working full time within the financial center. Key...as well as complying with all Federal and State compliance policies. **Desired Qualifications:** + Experience working in a… more
- Bloomberg (New York, NY)
- …in the market - one that helps clients generate actionable ideas, manage compliance risk , and collaborate more effectively across the investment lifecycle. ... RMS, deliver training, and ensure smooth integrations with portfolio management, compliance , and operational systems. Unlike a generalist project manager,… more
- Capital One (New York, NY)
- …all clients + Assists Business Bankers with understanding treasury management product risk and ensuring Capital One Bank's policies are applied throughout the sales ... + Skilled at analyzing client cash flow patterns and operational needs, and offers tailored solutions + Exceptional communication...Sales Territory: $115,200 - $131,500 for Treas Mgmt Sales Specialist 2 (CIP) McLean, VA: $126,700 - $144,600 for… more
- City National Bank (New York, NY)
- …to match client needs, and is responsible for monitoring and mitigating any operational risk factors. WHAT DO YOU NEED TO SUCCEED? *Required Qualifications** ... goals and objectives, while ensuring CNB credit quality and risk management guidelines are maintained. Presents a variety of...minimize loss exposure. * May serve as a product specialist acting as a technical consultant to clients and… more
- Bank of America (New York, NY)
- …facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes ... **Skills:** + Coaching + Fraud Management + Quality Assurance + Regulatory Compliance + Investigation Management + Policies, Procedures, and Guidelines Management + … more
- Oracle (Albany, NY)
- …to physical security technology direction, your work will directly impact investigations, compliance , risk reduction, and operational resilience. The level ... that improve scalability, detection capability, security, investigative effectiveness, and regulatory compliance . + Serve as the central point for WIDS product… more
- Capital One (Jericho, NY)
- …performs screening, research, and disposition work for the Economic Sanctions Compliance Program, ensuring compliance with federally-mandated economic sanctions. ... monitoring, customer due diligence, and enhanced due diligence. **Responsibilities:** + Operational Management; supervise daily workflow, operational queues, and… more