- Bank of America (New York, NY)
- …drives the development of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with ... GFC Lead serves as a trusted advisor to the Compliance and Operational Risk ("C&OR")...and/or a related government entity + Certified Anti-Money Laundering Specialist (CAMS) + Experience and strong ability to work… more
- TD Bank (New York, NY)
- …is strongly preferred + Experience using data (both internal and external) to inform compliance risk . + Experience with Tableau or similar reporting tools is ... execution across the capital markets business, working closely with internal partners across Compliance , Legal, Risk , Operations, and the Front Office. The Head… more
- TD Bank (New York, NY)
- …clear communication and documentation of new processes + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry ... change requests to the project management team both from a timeline/cost and a risk perspective. + Execute test cases and document actual results, with a high degree… more
- TD Bank (New York, NY)
- …with risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg, financial controls, segregation of ... for this role. **Job Description:** Preferred Qualifications: As a Cash Management Specialist within the TD Securities Business Operations and Client Services team,… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (New York, NY)
- …markets + Leads a team of Credit Managers and/or Analysts + Manages the credit operational risk of the Market while driving profitable business growth + Ensures ... adherence to Risk Policies, implements operational risk ...accordance with Credit Policy in order to minimize credit risk + Directs the review of compliance … more
- City National Bank (New York, NY)
- …financial services * * *Additional Qualifications* * Preferred Certified Fiduciary and Investment Risk Specialist (CFIRS) * MBA, JD, or other advanced degree ... Risk and Control Self Assessments (RCSA's), Key Risk Indicators (KRI's), Issue Management, Operational Losses,...Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and… more
- City of New York (New York, NY)
- …enable them to flag programmatic and operational risks. The Mayor's Office of Risk Management and Compliance (MoRMC) is seeking one (1) Strategic Initiative ... Job Description The Mayor's Office of Risk Management and Compliance (MoRMC), which...Eric Adams to assist City agencies in assessing their operational , financial and compliance risks, addressing waste… more
- TD Bank (New York, NY)
- …for building a strategy that focuses on competitive product functionality, operational effectiveness, effective risk management and strong financial performance. ... at the enterprise, business, regulatory and industry levels + Senior specialist providing advisory services to executives, business segment leaders and governs… more