- Coinbase (Sacramento, CA)
- …requirements, including transaction monitoring, sanctions and various screening systems, customer risk scoring, and other compliance solutions ensuring ... connection, and alignment. Attendance is expected and fully supported. The Coinbase Compliance Technology Team develops globally scalable systems to meet regulatory… more
- Coinbase (Sacramento, CA)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal ... Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors....& Oversight (Finance & Accounting):* Spearhead and execute comprehensive, risk -based operational audits of the finance and… more
- City National Bank (Los Angeles, CA)
- …WHAT WILL YOU DO? * Carries out compliance monitoring, internal controls risk assessments, and internal controls testing program ensuring that there are ... internal controls testing function of the of the Bank's BSA risk assessment program. Responsible for monitoring, analyzing, and escalating issues and concerns… more
- City National Bank (Los Angeles, CA)
- … program functions, including Compliance Risk Assessments, Key Risk Indicators (KRI) review, Issue Management, Operational Losses, and more. Provide ... * Coordinate 2LOD Review & Challenge interactions with LOB, engage with 2LOD Compliance Testing (including RBC) to provide sufficient guidance and support during… more
- City National Bank (Los Angeles, CA)
- …but not limited to Operational Risk , Business Continuity, IT Risk , Vendor Risk , Corp. Security, Compliance , Internal Audit, etc. Responsible ... including Compliance Risk Assessments, Key Risk Indicators (KRI) review, Issue Management, Operational ...Review & Challenge interactions with LOB, engage with 2LOD Compliance Testing (including RBC) to provide sufficient… more
- City National Bank (Los Angeles, CA)
- … risk management activities *Additional Qualifications* * Minimum 3 years of operational risk management control design, testing , and/or auditing in ... and Control Self-Assessment. Will work with business partners and risk units, to help prepare for testing ... partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance , Business Continuity,… more
- Electric Power Research Institute (Palo Alto, CA)
- …Audit will lead the Institute's internal audit function, ensuring robust governance, risk management, and compliance across global operations. This role demands ... report to the General Counsel and oversee all financial, operational , compliance , and IT audit activities, including...+ Advise senior leadership and the Audit Committee on risk exposure, control effectiveness, and compliance matters… more
- City National Bank (Los Angeles, CA)
- …the Bank's screening models by completing testing and reporting tasks in compliance with the Bank's Enterprise Model Risk Management Policy. * Analyzes and ... compliance testing is preferred. * Support Financial Crimes Model Risk Management compliance , including model testing , reporting and data analysis.… more
- Banc of California (Santa Ana, CA)
- …GRC Information Security Analyst role will be part of the Information Security Governance, Risk , & Compliance (GRC) team at Banc of California. The Information ... regulations and contractual obligations and maintaining effective and efficient governance, risk , and compliance programs. In addition, the Information Security… more
- SpaceX (Hawthorne, CA)
- …execute annual risk assessments to identify, evaluate, and prioritize financial, operational , compliance , and emerging risks. Integrate risk insights ... audit function. This position ensures the integrity of financial reporting, compliance with regulatory requirements, and effective risk management across… more