- KeyBank (Amherst, NY)
- …quo. The ideal candidate will have experience managing a team of testing , compliance , or operational risk professionals, a strong knowledge of banking ... processes in mitigating applicable risks through the execution of operational and compliance monitoring and testing...Job Functions** + Lead and manage a team of operational risk testing professionals and… more
- Bank of America (New York, NY)
- …development of new and/or update existing Monitoring and Testing items for the Compliance and Operational Risk Program from a local and global ... Compliance and Operational Risk ... Compliance and Operational Risk Manager- Foreign Exchange Coverage...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management +… more
- M&T Bank (Buffalo, NY)
- …testing , and issues management. Provide assistance in the development of various operational risk / compliance related initiatives within the line of ... the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing...+ Build a working relationship with Internal Audit, Corporate Operational Risk and Corporate Compliance … more
- KeyBank (NY)
- …to include among others: the development and implementation of Operational risk policies and procedures; assessment, monitoring and testing ; establishment of ... being the subject matter expert on operational risk activities associated with risks, controls, testing ,...team environment - In-depth practical knowledge of internal controls, risk assessments and operational and compliance… more
- KeyBank (Amherst, NY)
- …management, trust/fiduciary compliance laws and regulations, risks and supporting operational processes, experience in testing /auditing, and a passion for ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk...with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines… more
- Marex (New York, NY)
- …Risk Manager is responsible for assisting the Firm in identification, evaluation, control testing , and management of operational risk , whilst supporting ... risk strategy and driving proactive operational risk culture. The role assists in...the investment management industry preferred. + Experienced in governance, risk , assurance, compliance , or internal control roles… more
- City National Bank (New York, NY)
- …financial services industry * Minimum 7 years of experience in risk management, operational risk management, compliance , or audit * Minimum 5 years of ... * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II*...* OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE...associated action plans * Review and challenge 1LOD annual testing and monitoring plans, the adequacy of control management… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Compliance lead for managing and facilitating the US Compliance Risk Assessment, reporting to the US...regulatory controls management + Experience with regulatory Issue Management, Compliance Monitoring & Testing and governance of… more
- Bloomberg (New York, NY)
- Product Owner - Governance, Risk and Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10048265 **Description & Requirements** ... up to you to make it happen. Bloomberg's Legal, Compliance & Risk Department plays a critical...working across multiple functions, with the ability to balance risk , operational , and commercial perspectives * Familiarity… more
- RGP (New York, NY)
- …and capital markets. + Design and implement risk governance frameworks, compliance programs, and control testing strategies tailored to evolving regulatory ... Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of industry… more