- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... complexity across multiple business areas including integrated audits that consider financial, operational , compliance and technology risk + Effectively… more
- S&P Global (New York, NY)
- …to build relationships with internal and external stakeholders. + Understanding of operational risk management, including how to identify, evaluate and mitigate ... The In-Business Controls team within the Ratings division is dedicated to ensuring operational excellence and robust risk management. We pride ourselves on our… more
- Bank of America (New York, NY)
- …made will have significant impact to the firms Regulatory, Financial, Reputational and Operational risk to the Bank. On a tri-annual basis this associate ... Prop, Estates, Trusts) * Experience in any of the following areas: Operations/Finance/ Risk / Compliance * Strong technical and data analytical skills (ie, Excel,… more
- PNC (New York, NY)
- …interaction with the regulators, ensuring transparency in risk methodologies, stress testing frameworks, and compliance with Basel, CCAR, IRRBB and Liquidity ... Thinking, Credit Risks, Data Analytics, Financial Analysis, Model Development, Operational Risks, Quantitative Models, Risk Appetite **Competencies** Bank… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... selected domains + Ensure systems are monitored to increase operational efficiency and managed to mitigate risk ...a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... selected domains + Ensure systems are monitored to increase operational efficiency and managed to mitigate risk ...a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported… more
- Neuberger Berman (New York, NY)
- …enhancement opportunities to mitigate risk + Evaluate the integrity of operational data and ensure compliance with established policies, procedures and ... other members of the Internal Audit department, Legal & Compliance , Operations, Risk , Front Office personnel, and...closely with data analysts to create and utilize automated testing , risk assessments, and monitor dashboards to… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Champions ... and contribute to the overall success of the US IS&C's governance, regulatory compliance , and risk program. This role requires a seasoned professional with… more
- MTA (New York, NY)
- …AAR/APTA Standards, Railroad Operating Practices. + Demonstrated experience in Safety and Operational Risk Management. + Professional Engineer (PE, PEng ) ... on how to proceed. + Conduct and guide technical staff performing safety risk assessments, regulatory compliance reviews and ergonomic reviews on equipment and… more
- Lincoln Financial (Albany, NY)
- …Audit Analyst, you will lead and execute risk -based audits focusing on operational processes and regulatory compliance across the company. In this role, you ... be doing** What you'll be doing * Lead end-to-end audit engagements of operational and compliance processes, including planning, identifying risks and control… more