- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- American Express (New York, NY)
- …program performance metrics with enterprise dashboards. + Build strong partnerships with 2LOD ( Operational Risk , Compliance ) and 3LOD (Audit) partners to ... services. + Proven experience leading program execution and quality assurance in a risk , compliance , or fraud-related function. + Prior experience managing a… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... analysis of new alpha signal generators, and performing strategy back- testing . Candidates will have the exciting opportunity to be...needs. + Design and maintain frameworks to manage trading risk and ensure compliance with internal and… more
- PSEG Long Island (Bethpage, NY)
- … Risk , and Compliance (GRC) initiatives, including Vulnerability & Risk Compliance , Cyber Governance, Awareness & Strategy, Third-Party Risk , ... This role focuses on securing critical infrastructure systems by performing risk assessments, managing compliance , engineering defenses, and collaborating with… more
- BMO Financial Group (New York, NY)
- …oversee implementation of liquidity frameworks for US regulatory reports, internal stress testing , and recovery and resolution planning, with a focus on Capital ... combines strategic oversight, regulatory engagement, and technical expertise to ensure compliance and resilience under various stress scenarios. Supports the build,… more
- TD Bank (New York, NY)
- …necessary, effectively with key stakeholder groups such as Compliance , Legal, Audit, Risk + Coaches to ensure functional / operational problems are handled ... enhancing their FCRM knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and… more
- American Express (New York, NY)
- …+ Support remediation of issues by influencing BU, who own and execute issue/ Operational Risk Event (ORE) remediation + Facilitate investigation and conduct root ... to embed accountability along the process, collaborating with other Operational Risk Management (ORM) teams as necessary...are integrated into future ORM practices + Perform sample testing of issues to ensure resolution is complete and… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- Tompkins Community Bank (Ithaca, NY)
- …for managing capital structure, ensuring capital adequacy, and leading financial stress testing . It also supports pricing strategies, risk management (including ... and ensuring compliance with financial policies and procedures. + Financial Risk Management- Oversee the company's financial risk modeling and risk… more