- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... group is seeking a Senior Auditor to assess financial, operational , and technological risks, ensure compliance with...testing and ad hoc analytics, to drive timely risk insights, testing efficiencies and increased audit… more
- Citigroup (New York, NY)
- …to make strategic decisions under review. + Proficiency in credit analysis, counterparty risk , and portfolio stress testing , including the ability to predict and ... The Portfolio Credit Risk Management role oversees portfolio risk ...conduct, and rigorously examine activities and processes to ensure compliance with relevant legal and regulatory requirements. + Stay… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... management including, but not limited to internal liquidity stress testing , cashflow forecasting, intraday liquidity risk management, collateral management,… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- American Express (New York, NY)
- …with the Control Management team to define and manage controls within the Risk Compliance Self-Assessment (RCSA) program. + Create and maintain ongoing execution ... that work with regulators including but not limited to risk , compliance , and legal, to lead response,...thoughtfully + Drive process improvements to enhance program oversight, operational efficiency, and data integrity. + Manage audit and… more
- Mizuho Corporate Bank (New York, NY)
- …well as Volcker rule). Knowledge of financial services operations, finance, liquidity, compliance , conduct, financial crime, technology, credit risk , market ... + Manage and review the activities associated with issue testing including reviewing the approach, testing and...practices and techniques, the concepts of risk , risk management, internal control and compliance , and… more
- Bank of America (New York, NY)
- …and Excel skills. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and ... for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or...Controls Management + Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance + Risk Management… more
- JPMorgan Chase (New York, NY)
- … with regulatory requirements + Evaluate controls for effectiveness and impact on operational risk , as well as opportunities to automate control evaluation + ... and vulnerabilities in people, processes, and technology. Design and deploy risk -driven tests and simulations and inform analysis to clearly outline root-causes.… more
- Citizens (Tarrytown, NY)
- …of those plans efficiently and timely + Ensure proactive ongoing assessment of our operational risk environment + Develop and implement strategies to mitigate ... account processing, settlements, and fee processing + Strong understanding of operational risk management and internal control frameworks + Demonstrated… more