- TD Bank (New York, NY)
- …is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance , AML and Audit) to assess risks, develop and ... automated (Algo) trading and sales activities in coordination with Compliance or relevant Risk and Control teams....with remedial work efforts for any open audit and compliance ( testing ) findings and open gaps. +… more
- Coinbase (Albany, NY)
- …creation. * *Audit, Compliance Background:* Experience in collaborating with audit, compliance , legal or 2LOD Risk Teams. * *Project Management Experience*: ... diverse sources, perform in-depth data analysis, and effectively communicate complex risk narratives to leadership and stakeholders across the organization. The ERM… more
- Bank of America (New York, NY)
- …forecasting, and operational performance. + Work closely with Credit Risk , Underwriting, Product, Pricing, Business Controls and Compliance partners to ... and portfolio trends to understand product performance and improve portfolio risk , profitability, performance forecasting, and operational performance + Leads… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- MTA (New York, NY)
- …technical staff planning, building, and maintaining cybersecurity tools, configurations, and risk mitigation to support Information and Operational Technology ... is centrally responsible for providing a full range of Information and Operational Technology services to the MTA agencies and administrative units through its… more
- Coinbase (Albany, NY)
- …internal and external audit standards. * Identify and recommend improvements to enhance risk management, compliance posture, and operational efficiency. * ... and Planning team. This team is responsible for governance, risk and compliance (GRC) within ESTO, data..., and Compliance ) projects to support ESTO's compliance with regulatory and operational requirements. *… more
- Citigroup (New York, NY)
- …Risk Management (ERM), Independent Compliance Risk Management (ICRM), Retail Credit Risk , Operational Risk , and Model Risk . Enterprise Risk ... complexity, optimizing management of systems supporting global functions such as Compliance , Data, Risk and Finance, and introducing innovative technologies… more
- BlackRock (New York, NY)
- …needed to manage money in real time. Our investment software combines risk analytics with portfolio management, trading, compliance , and operations tools ... on a single platform to power informed decision-making, effective risk management, efficient trading, and operational scale. Through Aladdin, the firm offers to… more
- SMBC (New York, NY)
- …Vulnerability and Threat Management, Security Standards and Technical Procedures, Compliance , Risk Assessments, Security Monitoring and Incident Response, ... Architecture and Engineering teams, Systems Administration, Group Companies, Internal Audit, Compliance , the Fraud team, and other areas of the business. This… more
- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more