- ManpowerGroup (New York, NY)
- Our client, a leading financial institution, is seeking a Operational Risk Analyst with marketing risk experience to join their team. As a Market Risk ... of the Risk Control Self-Assessment (RCSA) framework, identifying and assessing operational risk within market risk functions. + Prepare detailed… more
- TD Bank (New York, NY)
- …Process Risk Control Assessment testing , Risk Appetite and Risk reporting for the Compliance Function. This role serves as the liaison between ... a mission to build a more resilient and scalable compliance risk management function. As part of...operational support for the first line of defense testing program. Collaborate with Compliance and … more
- Mizuho Corporate Bank (New York, NY)
- …Library: Maintaining an up-to-date Compliance Library for ACBD1 staff use. + Operational Errors / Incident Reports: Logging Risk Event reports for the ... and Compliance Department/Head Office in a timely and appropriate manner. + Compliance Testing : Coordinating ALCD compliance testing . +… more
- JPMorgan Chase (New York, NY)
- …with the Board and cross-functional stakeholders. You will join a team of seasoned Compliance Conduct and Operational Risk (CCOR) professionals supporting JP ... in private market investments. You will lead regulatory and compliance risk oversight for some of the...presentation skills and experience interacting with fund Boards. + Operational familiarity with compliance program testing… more
- KeyBank (Amherst, NY)
- …management, trust/fiduciary compliance laws and regulations, risks and supporting operational processes, experience in testing /auditing, and a passion for ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk...with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines… more
- RGP (New York, NY)
- …and capital markets. + Design and implement risk governance frameworks, compliance programs, and control testing strategies tailored to evolving regulatory ... Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of industry… more
- KeyBank (Amherst, NY)
- …compliance , or testing (eg - second-line-of- defense testing , other risk or compliance testing functions, and/or internal or external audit). ... Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk...and compliance partners in designing and executing compliance testing , special projects, and ongoing monitoring.… more
- Coinbase (Albany, NY)
- …internal and external audit standards. * Identify and recommend improvements to enhance risk management, compliance posture, and operational efficiency. * ... and Planning team. This team is responsible for governance, risk and compliance (GRC) within ESTO, data..., and Compliance ) projects to support ESTO's compliance with regulatory and operational requirements. *… more
- TD Bank (New York, NY)
- …develops and oversees a broad, highly specialized and diverse team of Operational Risk professionals who provide oversight, advisory support/services to Capital ... of Treasury and Treasury processes + Good understanding of operational risk management **Customer Accountabilities:** + Oversees...+ Meets with business partners and leaders to determine Risk strategies and compliance culture + Takes… more
- TEKsystems (New York, NY)
- … risk appetite. + Support risk infrastructure development and ensure operational guidelines are followed. + Perform UAT testing for margin calculators and ... Utilize strong excel or programming skills to help facilitate testing across multiple risk projects or analysis....on a regular basis + Seek opportunities to increase operational efficiency and lower operational risk… more
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