- JPMorgan Chase (New York, NY)
- …with the Board and cross-functional stakeholders. You will join a team of seasoned Compliance Conduct and Operational Risk (CCOR) professionals supporting JP ... in private market investments. You will lead regulatory and compliance risk oversight for some of the...presentation skills and experience interacting with fund Boards. + Operational familiarity with compliance program testing… more
- S&P Global (New York, NY)
- …The In-Business Controls team within the Ratings division is dedicated to ensuring operational excellence and robust risk management. We pride ourselves on our ... we consistently meet the highest standards of performance and compliance . **The Role** Reporting to the Head of In-Business... & control issues, implementation of control monitoring & testing , delivery of insights to enable appropriate risk… more
- SMBC (New York, NY)
- …good understanding of models, scenario analysis and stress testing processes in each risk stripe such as credit, liquidity, operational and market risk . ... tools. You will also help advise senior leaders in Risk , Business, and Regulatory Compliance functions on...analysis and stress testing processes in each risk stripe such as credit, liquidity, operational ,… more
- CIBC (New York, NY)
- … assessment process to identify and evaluate risks and controls according to operational risk standards, policies and procedures. The role is accountable for ... Capital Markets Front Office teams, and the Infrastructure and Risk / Compliance Partners. The Team supports the...to identify and evaluate risks and controls according to operational risk standards, policies and procedures. +… more
- TD Bank (New York, NY)
- …develops and oversees a broad, highly specialized and diverse team of Operational Risk professionals who provide oversight, advisory support/services to Capital ... of Treasury and Treasury processes + Good understanding of operational risk management **Customer Accountabilities:** + Oversees...+ Meets with business partners and leaders to determine Risk strategies and compliance culture + Takes… more
- American Express (New York, NY)
- … Testing and Reporting team is to identify, assess, mitigate, and report on Operational Risk within BU processes for GCS to ensure adherence to regulatory ... Control Management - Product Risk Assessments, within Risk ID, Assessment, Testing & Reporting. The...management teams **Required Qualifications:** + 4 Years experience in operational risk management (eg, within Risk… more
- New York Power Authority (White Plains, NY)
- …assist in the risk roll-up/alignment process + Work with the Enterprise and/or Operational Risk team , NYPA management, and staff to facilitate the Model ... Committee (ERRMC) and Executive Management Committee (EMC) + Work with Enterprise and Operational Risk leadership to ensure effective alignment of the enterprise… more
- TD Bank (New York, NY)
- …identification and due diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Manages and provides oversight ... and enhancing their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and… more
- MUFG (New York, NY)
- …+ Risk Event Losses + Identify/Report/Track Risk Events and Report to Operational Risk Management (ORM) Team + Monitor and evaluate emerging risk , ... be responsible for key aspects related to issue management, risk assessments, control testing , risk ...and board level committees + Assist in sustaining the operational risk and control framework and ensuring… more
- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... multiple business areas including integrated audits that consider financial, operational , compliance and technology risk ....testing and ad hoc analytics, to drive timely risk insights, testing efficiencies and increased audit… more