- TD Bank (New York, NY)
- …(COF) including: Compliance -wide frameworks, guidelines and standards for testing , monitoring, risk assessment, reporting and other activities; Internal ... a mission to build a more resilient and scalable compliance risk management function. As part of...assess the Digital Advisor's impact on client outcomes and operational compliance . + Monitor and assess vendor… more
- JPMorgan Chase (New York, NY)
- … Compliance Executive Director on our New York based team and within the Compliance Conduct and Operational Risk (CCOR) organization, you will need to ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...regulatory and policy principles, and + Participate in firm-wide risk assessment, monitoring and testing initiatives **Required… more
- Bloomberg (New York, NY)
- …do anywhere else. It's up to you to make it happen. **Our Team:** Bloomberg's Risk and Compliance Departments play a critical role in supporting our businesses ... evidenced by our award-winning pro bono program. The Chief Risk Office and Global Legal and Compliance ...products and services. We work to address regulatory and operational issues, ensure compliance with current/developing rules… more
- Amalgamated Bank (New York, NY)
- …Bank compliance -related policies and procedures. Organize and execute day-to-day operational Consumer Compliance and Risk Management activities relative ... with new and existing consumer and small-business products and services. 13. Conducts compliance monitoring/ testing reviews and risk assessments of key… more
- Robert Half Management Resources (New York, NY)
- … Compliance Testing professional. Does this sound like you? * Conduct compliance testing to identify potential risk areas * Ensure compliance ... A minimum of 3 years of experience in a compliance testing or similar role in the...of integrity and confidentiality with a keen sense of business/ operational risk * Strong analytical skills, attention… more
- American Express (New York, NY)
- …Risk and Compliance organization. This role focuses on driving operational risk transformation by aligning business needs with technological solutions, ... data analytics within operational risk management processes. + Ensure risk and compliance technology solutions adhere to regulatory standards and adapt… more
- SMBC (New York, NY)
- …good understanding of models, scenario analysis and stress testing processes in each risk stripe such as credit, liquidity, operational and market risk . ... tools. You will also help advise senior leaders in Risk , Business, and Regulatory Compliance functions on...analysis and stress testing processes in each risk stripe such as credit, liquidity, operational ,… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... the impacts of new regulations. + Collaborate with Enterprise Risk control testing and monitoring (as applicable)..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance… more
- M&T Bank (Buffalo, NY)
- …and responsibilities for risk initiatives they lead. + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... + Actively participate in the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing as an individual… more
- Citigroup (Getzville, NY)
- …client responsiveness. Key responsibilities of the group include credit analysis, risk identification, exposure monitoring, stress testing , and User Acceptance ... for the measurement, monitoring, and reporting of counterparty exposure including Stress Testing , PFE, Risk Capital and participate in project management of… more