- KeyBank (Amherst, NY)
- …management, trust/fiduciary compliance laws and regulations, risks and supporting operational processes, experience in testing /auditing, and a passion for ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk...with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines… more
- American Express (New York, NY)
- …control-related roles within privacy risk in financial services. + Experience supporting compliance or operational risk within a business or first line ... (1LOD) Compliance Senior Analyst to support the business in managing compliance risk across products, processes, and customer interactions. This role plays… more
- KeyBank (Amherst, NY)
- …compliance , or testing (eg - second-line-of- defense testing , other risk or compliance testing functions, and/or internal or external audit). ... Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk...and compliance partners in designing and executing compliance testing , special projects, and ongoing monitoring.… more
- KeyBank (Albany, NY)
- …(CAFP), Certified Fraud Examiner (CFE), etc.). + Prior financial services compliance testing experience leveraging risk -based auditing techniques. ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk... compliance laws and regulations, risks and supporting operational processes, experience in testing /auditing, and a… more
- JPMorgan Chase (New York, NY)
- …be best-in-class. As a Compliance Risk Management Lead within the Compliance , Conduct and Operational Risk (CCOR) organization, the role involves ... including the Line of Business (LOB), global and regional Compliance teams, Internal Audit, Operational Risk...AI, and other technology resources to design and implement compliance monitoring and testing + MBA or… more
- RGP (New York, NY)
- …and capital markets. + Design and implement risk governance frameworks, compliance programs, and control testing strategies tailored to evolving regulatory ... Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of industry… more
- TD Bank (New York, NY)
- …support the governance of Non-Model/EUC risk to the bank by executing compliance and control testing to validate that Non-Models/EUC risks are managed in ... including risk level assessment and controls + Compliance or QA/QC testing or audit experience...+ Establishes and provides on-going analysis and reporting on operational risk and/or other major risk… more
- PSEG Long Island (Bethpage, NY)
- …+ Identifies process gaps and recommends improvements to enhance efficiency and reduce operational risk . + Responsible for reporting and metrics management: + ... objectives. + Design and build processes for governance of IT vulnerability management, risk management, and compliance . + Utilize domain specific knowledge to… more
- Mizuho Corporate Bank (New York, NY)
- …and key performance indicators (KPIs) related to regulatory compliance and testing . + Collaborate with operational resilience pillars to assess compliance ... DORA Program Manager and Integrated Testing - Operational Resilience Americas DepartmentThe...capability baselines and risk thresholds. + Ensure compliance with regulatory requirements. + Maintain alignment with internal… more
- M&T Bank (Buffalo, NY)
- …and responsibilities for risk initiatives they lead. + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... + Actively participate in the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing as an individual… more