- Bloomberg (New York, NY)
- …- Third-Party Risk Management Platform Location New York Business Area Legal, Compliance , and Risk Ref # 10045684 **Description & Requirements** The energy ... and oversight. In this cross-functional role, you will bridge the needs of Risk , Compliance , Procurement, Finance, Legal, and Engineering, ensuring that the… more
- American Express (New York, NY)
- …a robust governance framework and testing program to manage financial reporting risk in compliance with the company's 2LOD objectives and requirements of the ... team is looking for a Director of SOX IT Testing to build and lead a team of high-performing...operational effectiveness + Strong understanding of financial reporting risk and requirements of the Sarbanes-Oxley act as well… more
- TD Bank (New York, NY)
- …manage, monitor, and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the bank's financial reporting ... designed to strengthen AMCB's governance and control environment over financial reporting and operational processes. It aims to do so by building a Finance 1B… more
- American Express (New York, NY)
- …a robust governance framework and testing program to manage financial reporting risk in compliance with the company's 2LOD objectives and requirements of the ... through extensive engagement and close collaboration with multiple stakeholders including Operational Risk Management (ORM), Business Unit Control Management… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...This role will allow you to promote innovation in risk management, product development, and operational efficiency.… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Deloitte (New York, NY)
- …governance processes + Developing and implementing regulatory reporting policies, including risk and control assessments, operational and data controls, and ... lead generation materials, and proposals The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing … more
- MUFG (New York, NY)
- …and maintain the end-to-end counterparty credit risk framework including operational workflow, limits monitoring, measurement, stress testing , controls and ... portfolio risk reviews as well as stress testing and scenario analysis + Collaborate with front-office, credit...risk management, legal and regulatory teams to ensure compliance with industry standards and regulatory guidelines + Report… more
- Mizuho Corporate Bank (New York, NY)
- …and requirements. The Non-Financial Risk Management (NFRM) Team (formerly Operational Risk Management) has built repeatable / sustainable non-financial ... identification, process mapping, the RCSA, and internal control testing . + Collaborate and work with NFR team members...+ Bachelor's or master's degree + 5+ years of risk management, compliance , or audit experience desirable… more
- BMO Financial Group (New York, NY)
- …regulatory requirements. + Provides input into the planning and implementation of ongoing operational programs in support of the market risk framework. + ... knowledge of regulatory requirements. + In-depth / expert knowledge & experience with risk policy frameworks; quality control / testing frameworks. + Seasoned… more
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