- Capco, a Wipro Company (New York, NY)
- **About the Team:** As a member of the Finance, Risk , and Compliance ("FRC") group at Capco you will play a lead role delivering projects, ranging from ... across all areas of the front office, operations, technology, risk , finance and compliance . **About the Job:**...compliance . **About the Job:** As a Consultant - Operational Resilience, you will work alongside industry experts as… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- TD Bank (New York, NY)
- …program, including evaluating program design elements, analyzing Risk Owner testing and monitoring routines contributing to Compliance coverage plans, and ... responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk ... Owners to assist and show coverage alongside the Compliance testing and monitoring plan coverage of… more
- City National Bank (New York, NY)
- …senior leaders of business units to plan a response. * Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... change management, risk assessments, issues management, and monitoring and reporting. * Compliance Risk Management Division* This is a great opportunity to… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... ("FCRM") program that meets regulatory requirements and mitigates financial crime risk . This involves providing guidance on regulatory compliance , close… more
- NBC Universal (New York, NY)
- …support function for compliance workflows (eg, Individual Rights Requests, accessibility testing , or risk assessments). + Support the design of complex ... business and data landscapes to identify gaps related to compliance and operational controls across NBCUniversal frameworks....and enhancement requests with a view toward ROI and compliance risk reduction. + Manage program metrics,… more
- TD Bank (New York, NY)
- …function of the Audit Manager II - US Compliance Audit is to oversee testing of design and operational effectiveness focused on TD Bank's US Operational ... The Audit Manager II is a senior-level leader within the US Compliance Internal Audit function, providing specialized in-depth subject matter expertise and… more
- Jacobs (New York, NY)
- …at the cutting edge of industrial cybersecurity? Does securing high criticality operational technology systems and leading a team of cyber professionals motivate ... you? Are you ready to take your career in Cybersecurity of Operational Technology and Industrial Control Systems to the next level with one of the largest technology… more
- SMBC (New York, NY)
- …Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction ... to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of processes to… more
- TD Bank (New York, NY)
- …benchmark manipulation, marking the open/close/auctions, and collusion). + Strong understanding of operational risk , and control testing requirements. + ... across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic guidance… more