- TD Bank (New York, NY)
- …benchmark manipulation, marking the open/close/auctions, and collusion). + Strong understanding of operational risk , and control testing requirements. + ... across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic guidance… more
- Mizuho Corporate Bank (New York, NY)
- …work collaboratively with various Line of Business, Corporate Function, and Regionally aligned Compliance Conduct and Operational Risk (CCOR) groups to ... a pivotal role in shaping the future of AI risk management and compliance within our ...and mitigate risks. + Collaborate with legal, technical, and operational teams to address compliance issues. +… more
- PSEG Long Island (Bethpage, NY)
- …developed policies and procedures, objectives and determines strategy for tracking operational compliance activities goals including: gathering current state and ... strategic direction of broader IT organization. Collaborate with Enterprise Compliance and Risk needs to identify and...normal operations. For all roles, PSEG's drug and alcohol testing program includes pre-employment testing , testing… more
- Fedcap (New York, NY)
- …using data analytics + Participate in SOX 404 internal control evaluation and testing Financial, Operational and Information Systems audits Data analytics and ... this role, you will conduct both internal control and risk assessment-based audits for multiple practice areas and groups,...unit. Such reviews will include, at a minimum, high-level testing designed to ensure compliance with established… more
- Barnes & Noble (New York, NY)
- …by Director. * Generate and review product, import, vendor and similar reports for compliance risk assessment daily or weekly at the direction of Director. * ... data and documentation with a proactive approach to assessing risk . The Compliance Analyst will document and...is in keeping with best practices. * Track vendor testing of company products. Conduct assessment of safety test… more
- Coinbase (Albany, NY)
- …be doing (ie. job duties): * You will execute the strategic vision for Compliance by scaling operational performance, which includes the execution of ... operational OKRs, KPIs and initiatives. * In partnership with Compliance , Legal, Program Management, and other operational support partners (ie Workforce… more
- TD Bank (New York, NY)
- …+ Communicate deficiencies to key stakeholders and exercise credible challenge. + Assist Compliance testing with test execution that contributes to the overall ... is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible...requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Assist with the development, implementation… more
- Fujifilm (Albany, NY)
- …and communicate procurement policies, procedures, and best practices to ensure compliance and operational efficiency. + Utilize procurement analytics tools, ... + Promote continuous improvement initiatives that enhance procurement transparency, risk management, and operational efficiency. **Required Skills/Education** +… more
- TD Bank (New York, NY)
- …TDS. **Key Responsibilities:** Responsible for designing and implementing a robust Compliance training program, including: + Conducting periodic risk -based needs ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair… more
- Guardian Life (New York, NY)
- …its affiliated broker-dealer and investment adviser entities. + Assist with the Firm's Compliance testing program and the review and maintenance of related ... processes and procedures are implemented to mitigate and reduce risk to the firm, its clients, and the firm's... compliance metrics that help identify and improve Compliance operational efficiencies. + Participate and help… more