• Analyst - Supervision and Governance, Business…

    TD Bank (New York, NY)
    …partnerships with the groups that support Corporate and Investment Banking - including 1B, Compliance , Legal, Audit, Risk and Technology - as well as fostering ... registered, or commitment to obtain within 6 months + Experience in capital markets, compliance , audit, risk , control and governance or a related field + Be… more
    TD Bank (05/10/25)
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  • Associate, US Treasury - Liquidity Reporting…

    Scotiabank (New York, NY)
    …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
    Scotiabank (04/25/25)
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  • Lead Java Software Engineer

    Wells Fargo (New York, NY)
    …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... security standards + Ensure systems are monitored to increase operational efficiency and managed to mitigate risk ...a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported… more
    Wells Fargo (05/16/25)
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  • Director, Internal Audit

    NYSERDA (Albany, NY)
    …auditing resource needs and recommend optimal staffing levels, balancing relative operational risk and budget considerations. As requested, plan, procure, ... and thus ultimately help the Authority calibrate and improve risk management and compliance . This position reports...internal audit programs that are appropriately matched to relative risk , and assist management in testing the… more
    NYSERDA (04/24/25)
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  • Lead - Security Monitoring and Response

    Mastercard (Harrison, NY)
    …creation Supplier Business Continuity reviews and gap analysis Joint exercising and testing of Suppliers capabilities. Risk Management of Suppliers Supplier ... Analyst responsible for the Third Party Supplier Resilience program within the Operational Resilience team, reporting to the Director of Business Continuity Who is… more
    Mastercard (05/03/25)
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  • Internal Auditor - Investment Management

    Neuberger Berman (New York, NY)
    …enhancement opportunities to mitigate risk + Evaluate the integrity of operational data and ensure compliance with established policies, procedures and ... other members of the Internal Audit department, Legal & Compliance , Operations, Risk , Front Office personnel, and...closely with data analysts to create and utilize automated testing , risk assessments, and monitor dashboards to… more
    Neuberger Berman (03/20/25)
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  • Manager: Governance & Controls: Models, Non-Models…

    TD Bank (New York, NY)
    …while partnering with 2nd Line functions including Algo Risk Control (ARC), Compliance , Operational Risk , and Model Validation. The program covers all ... for Issues Management including the timeline identification, escalation, and remediation of Operational Risk Events and regulatory violations. + Collaborate with… more
    TD Bank (05/15/25)
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  • Lead Python Developer

    Wells Fargo (New York, NY)
    …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... selected domains + Ensure systems are monitored to increase operational efficiency and managed to mitigate risk ...a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported… more
    Wells Fargo (05/16/25)
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  • Internal Audit Manager - IT Infrastructure

    PNC (New York, NY)
    …internal control, and compliance . Reviews work papers. Performs complex testing procedures and audit risk and control assessment. + Participates ... relationships with management and in technology, related control groups such as Risk Management, Compliance , and Audit colleagues. * Partner with stakeholders,… more
    PNC (04/09/25)
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  • Senior Manager, US Information Security & Control

    Scotiabank (New York, NY)
    …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Champions ... and contribute to the overall success of the US IS&C's governance, regulatory compliance , and risk program. This role requires a seasoned professional with… more
    Scotiabank (04/22/25)
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