- Coinbase (Albany, NY)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal ... Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors....& Oversight (Finance & Accounting):* Spearhead and execute comprehensive, risk -based operational audits of the finance and… more
- L3Harris (Rochester, NY)
- …interfacing with freight forwarders on behalf of L3Harris + Assist with trade compliance investigations, risk mitigation, audits and self-assessments + Travel - ... sea and cyber domains in the interest of national security. Job Title: Trade Compliance Specialist Job Code: 26692 Job Location: Rochester, NY or Arlington, VA or… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- Coinbase (Albany, NY)
- …requirements, including transaction monitoring, sanctions and various screening systems, customer risk scoring, and other compliance solutions ensuring ... connection, and alignment. Attendance is expected and fully supported. The Coinbase Compliance Technology Team develops globally scalable systems to meet regulatory… more
- Bowery Residents Committee (Manhattan, NY)
- …annual and programmatic audits. + Performs control evaluation activities that include risk assessment, ongoing testing of transactional key controls, review of ... Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for determining… more
- Scotiabank (New York, NY)
- …of, and compliance to, established IT Standard, Policies, Procedures, regulatory, operational risk and cyber risk requirements through active engagement, ... tracked and actioned. + Support in leading US Technology risk control testing and monitoring and guides.../ quarterly reporting for senior management, Internal Controls, GRM, Compliance , Audit, Operational Risk or… more
- TD Bank (New York, NY)
- …a Senior Auditor - ICFR SOX Testing is to carry out a testing of design and operational effectiveness of SOX/Internal controls over Financial Reporting and ... with ICFR Standards and draft findings with design and operational effectiveness testing SUMMARY OF DAY-TO-DAY RESPONSIBILITIES...+ Ensure processes, policies and procedures are designed in compliance with TD Risk Appetite. + Successfully… more
- MTA (New York, NY)
- …technical staff planning, building, and maintaining cybersecurity tools, configurations, and risk mitigation to support Information and Operational Technology ... can affect the safety of employees and customers, system integrity, and operational availability. As part of managing the program, the Cybersecurity Officer will… more
- TD Bank (New York, NY)
- …in technology risk management that includes expertise in the areas of control testing and audit, operational risk management (ORM), Technology Risk ... P&T. This role will manage technology, information and cyber risk , in compliance with the approved set...will partner with divisional CIOs, business heads, vendors, auditors, Operational Risk teams, regulators and counterparts at… more
- City National Bank (New York, NY)
- … program functions, including Compliance Risk Assessments, Key Risk Indicators (KRI) review, Issue Management, Operational Losses, and more. Provide ... Review & Challenge interactions with LOB, engage with 2LOD Compliance Testing (including RBC) to provide sufficient...Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and… more