- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- TD Bank (New York, NY)
- …matter experts; + Demonstrate a strong understanding and promote awareness of key operational risk . frameworks/policies, risk appetite, and Operational ... TDS businesses globally in adherence to regulatory requirements, managing risk and having effective operational controls in...interaction model with business partners, other G&C leads, and Risk and Control Partners such as Compliance … more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Tompkins Community Bank (Ithaca, NY)
- …for managing capital structure, ensuring capital adequacy, and leading financial stress testing . It also supports pricing strategies, risk management (including ... and ensuring compliance with financial policies and procedures. + Financial Risk Management- Oversee the company's financial risk modeling and risk… more
- SMBC (New York, NY)
- …Office of the CEO corporate functional areas, including operational risk identification, assessment, monitoring and mitigation, in compliance with applicable ... metrics (eg, key risk indicators) and control monitoring/ testing routines to ensure operational effectiveness; +...Skills** + Minimum of 7-10 years of experience in operational risk management, compliance , audit,… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... security standards + Ensure systems are monitored to increase operational efficiency and managed to mitigate risk ...a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... use of ARIA and HTML markup + Perform spot testing or heuristic reviews of coded deliverables, as needed...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- CIBC (NY)
- …of effective and sustainable business continuity plans that mitigate business interruption risk . + **Business Continuity Testing ** - Guide business units in ... - Evaluate business impact analysis, business continuity plans, and business continuity focused testing for the US Region to ensure compliance with all CIBC… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Builds a ... for the delivery of backlog items and the ongoing testing and refinement to optimize and enhance their value....day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk… more