- Santander US (New York, NY)
- …governance processes and systems, and lending units (overall asset quality, risk and compliance processes, underwriting policies, procedures, limits, ... the Corporate and Investment Banking (CIB) division's control and risk environment. The role will require the team member...In addition, the Sr. Supervisor executes part of the testing that requires a deeper understanding of the area… more
- American Express (New York, NY)
- …for a robust control environment. + Support business teams with issues and operational risk events - identifying, tracking, remediation, closure adhering to the ... an experienced Controllership analyst to join our Control & Compliance Team within Global Treasury Controllership. Working closely with...as an advisor to the business teams assisting with risk management, risk events, control testing… more
- KeyBank (New York, NY)
- …monitoring the progress of remedial actions for issues identified through control testing and by others, including Internal Audit, Compliance , regulators, and ... works across the Lines of Business to perform control testing , disclosure management, and process improvements. This position will...working in a highly regulated industry + Experience with compliance and/or risk management + Familiarity with… more
- MUFG (New York, NY)
- …application testing , as required. + Support management to ensure compliance with the Bank's Business Standards of Conduct and all Patriot Act, ... including documentation changes, system/infrastructure updates, training materials, marketing materials, compliance standards, and other requirements. The position will facilitate… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- Citigroup (Getzville, NY)
- …Director levels. + Additional responsibilities may include representing control design in Operational Risk Forums (ORF) and senior meetings as needed and ... design assessment of Client org. control. Scope of work includes control design, testing design, results reporting, and insight sharing related to the above scope of… more
- BMO Financial Group (New York, NY)
- …a 1st line of defence to ensure that appropriate controls are in place to reduce operational risk , as well as to corroborate adherence to Approved Product List + ... risk to the Bank + Understand regulatory and compliance requirements as prescribed for the business unit to...protect the customer and the Bank and to ensure compliance with Bank P&Ps. + Contribute to testing… more
- Mizuho Corporate Bank (New York, NY)
- …The Non-Financial Risk (NFR) Team has built a repeatable and sustainable operational risk framework across the enterprise and is now expanding to include ... dedicated focus on Data Management. Position: Data Management Lead ( Operational Risk Management) We are seeking an...outcomes. Cross-Functional Collaboration: + Partner with other teams (eg, Compliance , Legal, IT Risk ) to provide a… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... document programs using Agile development practices + Understand and participate to ensure compliance and risk management requirements for supported area are met… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more