- Regions Bank (Charlotte, NC)
- …**Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities + Maintains ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Analyst is a second line...Bachelor's degree and seven (7) years of experience in Compliance , Operational Risk , Quality Assurance/Control,… more
- American Express (Charlotte, NC)
- …programs, including Risk and Control Self Assessments, Operational Risk Management, etc. + Support compliance with resilience-related regulations and ... Compliance organization and led by the Chief Risk Officer, manages operational risks associated with...including policy & procedure development, risk appetite, risk control self-assessment and testing , and issue… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist within Operational Risk Management ("ORM") provides a ... the following ORM Programs; End-to End RCSA's, QC Control testing , Scenario Analysis, Product Review Program, Key Indicators, Self-I.D...and control assessments in a 1st line business control, operational risk or audit role. + Knowledge… more
- SMBC (Charlotte, NC)
- …a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Operational Risk Officer, Director of Operational Risk , the ... team with project management and reporting activities. **Role Objectives: Operational Risk Reporting & Analytics** + Gather,...Appetite, Risk and Control Self-Assessments (RCSA), Key Risk Indicators (KRIs), Loss data, control testing ,… more
- City National Bank (Charlotte, NC)
- …and/or risk management activities *Skills and Knowledge* * Minimum 3 years of operational risk management control design, testing , and/or auditing in a ... *BUSINESS CONTROLS LEAD- TECHNOLOGY RISK AND COMPLIANCE * WHAT IS THE...(RCSA). The role also collaborates with business partners and risk teams to prepare for audits, testing ,… more
- TD Bank (Charlotte, NC)
- …Process Risk Control Assessment testing , Risk Appetite and Risk reporting for the Compliance Function. This role serves as the liaison between ... a mission to build a more resilient and scalable compliance risk management function. As part of...operational support for the first line of defense testing program. Collaborate with Compliance and … more
- City National Bank (Charlotte, NC)
- …other 2nd line risk partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance , Business Continuity, IT Risk , Third ... *BUSINESS CONTROLS MANAGER-TECHNOLOGY RISK AND COMPLIANCE * WHAT IS THE...(RCSA). The role also collaborates with business partners and risk teams to prepare for audits, testing ,… more
- TD Bank (Charlotte, NC)
- …is responsible for the execution of independent, risk -based compliance testing to assess the effectiveness of operational procedures and controls related ... a mission to build a more resilient and scalable compliance risk management function. As part of...Testing Analyst executes independent testing of Compliance controls/systems for assigned businesses and operational … more
- Coinbase (Charlotte, NC)
- …internal and external audit standards. * Identify and recommend improvements to enhance risk management, compliance posture, and operational efficiency. * ... and Planning team. This team is responsible for governance, risk and compliance (GRC) within ESTO, data..., and Compliance ) projects to support ESTO's compliance with regulatory and operational requirements. *… more
- Bank of America (Charlotte, NC)
- …is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... with substantive Anti-Money Laundering (AML) and Economic Sanctions compliance and operational risk practices....+ Regulatory Knowledge + Risk Monitoring & Testing + Financial Crimes Compliance Risk… more