- TD Bank (Charlotte, NC)
- …identification and due diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Manages and provides oversight ... and enhancing their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and… more
- Deloitte (Charlotte, NC)
- …prioritize business, operational , regulatory, and technology risks as well as risk mitigation strategies for our clients + Understand the impact of key ... consortiums, or trade groups or committees The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk… more
- Wells Fargo (Charlotte, NC)
- …Strategic Risk + Core Risk Track + Compliance + Financial Crimes + Operational Risk + Risk CROs + Strategic Risk **In this role, you will:** ... Tracks:** + Credit Analytics & STEM Track + Market Risk + Independent Testing & Validation +...in manipulating data using PowerBI, SAS, SQL, and/or Python, compliance , operational risk , and/or experience… more
- Bank of America (Charlotte, NC)
- …and/or Master's degree + CISSP, CRISC, CISA, CISM certification or similar + Prior operational risk or compliance experience in the technology arena + ... plans as well as validation of evidence to support risk mitigation for all GIS related Audit, Compliance...**Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... security standards + Ensure systems are monitored to increase operational efficiency and managed to mitigate risk ...a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... and act as key participant in data aggregation, monitoring, and reporting of stress testing and portfolio analysis for Risk Analytics + Review and analyze… more
- Bank of America (Charlotte, NC)
- …for remediation. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and ... + Minimum 3+ years of experience in the Audit, Compliance , or Risk function of a large...Controls Management + Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance + Risk Management… more
- MetLife (Cary, NC)
- …Owner. The ideal candidate will possess strong knowledge of Risk , including Audit, Operational Risk Management, Compliance Risk , Technology Risk ... Owner for OpenPages features and risk workflows across multiple domains (Audit, Operational Risk Management, Compliance Risk , Technology Risk… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... and understanding of data lineage and control expectation. + Prior experience in risk analytics, audit, compliance , data management, financial reporting or a… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... developing, testing , analyzing, monitoring, tool-building, and documentation of Market risk VaR model in CVA and credit products. Learn more about the… more