- Truist (Raleigh, NC)
- …6. Develop relationships and partner with BU Chief Risk Officer, Audit, Operational Risk Management, Compliance , Enterprise Risk Management, Legal ... business unit segments assigned in the execution of enterprise risk and operational risk programs....controls applied to mitigate them to execute ad hoc risk management initiatives and controls testing . 11.… more
- Deloitte (Raleigh, NC)
- …governance processes + Developing and implementing regulatory reporting policies, including risk and control assessments, operational and data controls, and ... lead generation materials, and proposals The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing … more
- TD Bank (Charlotte, NC)
- …**Department Overview** : Roles in the second line of defense Financial Crime Risk Management Testing team (FCRM) are responsible for maintaining a dynamic, ... risk -based, independent testing process to periodically review...and gaps with TD's policies, procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing… more
- Grant Thornton (Charlotte, NC)
- …internal audit outsourcing and co-sourcing engagements for clients. + Manage the risk identification process, including the evaluation and testing of business ... As a Process Risk Experienced Manager, you will have the opportunity...own professional goals. Your day-to-day may include: + Review operational , financial, and technology processes to provide management with… more
- Sumitomo Pharma (Raleigh, NC)
- …encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory, legal and operational rules and ... including signal detection, signal validation, signal escalation, development of risk mitigation strategies and authoring of signal evaluation reports according… more
- Lincoln Financial (Raleigh, NC)
- …closely with risk managers to monitor risk exposures, assess risk mitigation strategies, and ensure compliance with regulatory requirements. The ideal ... **Requisition #:** 74911 **The Role at a Glance** We are seeking an AVP & Actuary, Risk Management to join the Financial Risk oversight team, which is a part of… more
- SolomonEdwards (Raleigh, NC)
- …a broad global footprint. This role will focus on supporting audit and risk review activities by assessing model governance, compliance , and control ... LLC ("SolomonEdwards") is a full-service professional services firm offering financial, operational , and technology consulting and operations support. We work with… more
- Grant Thornton (Charlotte, NC)
- …assist in addressing risk in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all with the resources, environment, and ... to identify security and risk management issues + Manage the evaluation and testing of IT processes, system controls and identification of areas of risk +… more
- Comerica (Charlotte, NC)
- …lieu of a bachelor's degree a High School Diploma or GED and 6 years of Risk Management, Compliance , or Audit experience + 10 years of experience in the ... and to expand the reach and frequency of control testing . Engages with business leaders and holds them accountable... Management, and/or Audit roles requiring management of diverse risk types, including but not limited to operational… more
- ITG Brands (NC)
- …and management attestation to Group, ensuring an accurate reflection of the risk and controls environment. + Performing independent testing of internal ... Risk Controls Analyst **Location** North Carolina **City** Greensboro...Brands PLC family, we are a forward-thinking partner with operational integrity. ITG Brands is committed to putting consumers… more