- TD Bank (Charlotte, NC)
- …Leads Requirements Management / work packages for Tier 3-4, low to moderate risk and regulatory projects with multiple stakeholders and across multiple LoB + ... provide recommendations to support development of: system requirements and design, testing plans, artifacts/deliverables to ensure business needs are met + Ensures… more
- Ally (Raleigh, NC)
- …of the AML Analytics & Operations team within Ally's Financial Crimes Compliance organization. Through thoughtful analysis, sound technical and business acumen, and ... Analytics & Operations, this role provides support to drive project execution, operational processes, and exploratory analysis on emerging risks. This role will work… more
- Fujifilm (Durham, NC)
- …to integrate validation processes into project workflows, ensuring seamless execution and compliance . + **Regulatory Compliance & Risk Management:** Oversee ... the preparation and review of validation documentation and conduct risk assessments to ensure compliance and mitigate potential issues. + **Audit Facilitation &… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... other relevant certifications + Experience with developing and implementing regulatory compliance risk management frameworks and programs, including … more
- Citigroup (Charlotte, NC)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Operations Compliance team** plays a critical role in optimizing operational efficiency within the group. This position focuses on **operations management,… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... + Navigate complex business units, rules, and regulations on moderate to high- risk compliance matters. + Exercise independent judgment while developing expertise… more
- Truist (Charlotte, NC)
- … compliance gaps, partners in the analysis of legal, regulatory and compliance initiatives. Manages cybersecurity risk and compliance functions which ... plans and risk identification processes to support the creation of operational policies and standards, by effectively translating laws and regulations into … more
- Bank of America (Charlotte, NC)
- …also execute and/or oversee testing strategies to ensure that the firms compliance and operational independent risk management function provides adequate ... include independently designing and executing audit tests, assessing issues for compliance risk within the business and recommending severity ratings,… more
- Navient (Raleigh, NC)
- …improve marketing review workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk & controls within the ... training materials aligned with regulatory best practices. + Lead risk assessments and compliance initiatives to identify...is a plus. + 1-2 years of experience conducting compliance testing routines & supporting consumer financial… more