- Truist (Raleigh, NC)
- …in our engineering lifecycle. Your work will directly uplift product quality, reduce operational risk , and improve developer velocity across hundreds of services ... practices. You will operate at the convergence of architecture, compliance , developer experience, and DevOps-building frameworks, tooling, and automation pipelines… more
- USAA (Charlotte, NC)
- …execution of Quality Management processes and procedures. + Ensures objectives align with operational process, regulatory, risk and compliance goals to ... to ensure quality standards are established in accordance with internal practices, risk and compliance policies and procedures, and regulatory requirements for… more
- Vanguard (Charlotte, NC)
- …we're looking for a Compliance Specialist to help establish the monitoring and testing function that will support it. In this role, you'll not only build the ... to the business, and interfaces regularly with business area stakeholders and internal risk , audit, and compliance partners. + Prepares written inspection and… more
- Coinbase (Raleigh, NC)
- …deliverables to ensure successful outcomes. * Engage with key stakeholders (legal, risk , compliance , operations) to ensure ongoing communication and alignment of ... expected and fully supported. We are seeking an experienced Compliance Program Manager to oversee the execution of high-priority...and 3) resolve internal audit findings and ensure all operational processes related to TMS and Screening are aligned… more
- Coinbase (Raleigh, NC)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal ... Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors....& Oversight (Finance & Accounting):* Spearhead and execute comprehensive, risk -based operational audits of the finance and… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... individual contributor roles dedicated to the planning and execution of annual testing plans, including performing annual risk -based planning and scoping… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... issues relating to supported applications plus assure quality, performance, security, trading risk controls, and compliance for those application platforms. The… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (Charlotte, NC)
- …tracking, RAROC + FP&A: forecasting, balance sheet projections, etc. + Liquidity Risk Management: managing liquidity buffers, stress testing , and funding ... testing , and recovery/resolution planning. Significant experience working with risk management, finance, business units, treasury, and/or regulatory affairs.… more
- City National Bank (Charlotte, NC)
- … risk management activities *Additional Qualifications* * Minimum 3 years of operational risk management control design, testing , and/or auditing in ... and Control Self-Assessment. Will work with business partners and risk units, to help prepare for testing ... partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance , Business Continuity,… more