- TIAA (Charlotte, NC)
- …guidance and direction in AML and Sanctions matters. + Assists with audit/ compliance testing /regulatory exam management routines. + Assists with performing QC/QA ... **Financial Crimes Compliance Associate - EDD** This job supports TIAA's...the financial services industry (eg fraud, AML, KYC, or operational risk ) **PREFERRED:** + 3+ years of… more
- City National Bank (Charlotte, NC)
- …experience in a BSA role required. * Minimum of 2 years experience with Compliance Risk Assessment testing and documentation. *Additional Qualifications* * ... with compliance colleagues and business line management to conduct risk assessments in order to recommend enhancements to current policy and procedures.… more
- Cisco (Research Triangle Park, NC)
- …as part of remediation to maintain value controls. You will also coordinate operational control testing , prepare quarterly readouts, and handle the certification ... controls as part of remediation, ensuring value controls are maintained. Handle operational control testing , preparation of quarterly readouts, and certification… more
- Coinbase (Charlotte, NC)
- …be doing (ie. job duties): * You will execute the strategic vision for Compliance by scaling operational performance, which includes the execution of ... operational OKRs, KPIs and initiatives. * In partnership with Compliance , Legal, Program Management, and other operational support partners (ie Workforce… more
- Fujifilm (Raleigh, NC)
- …and communicate procurement policies, procedures, and best practices to ensure compliance and operational efficiency. + Utilize procurement analytics tools, ... + Promote continuous improvement initiatives that enhance procurement transparency, risk management, and operational efficiency. **Required Skills/Education** +… more
- USAA (Charlotte, NC)
- …execution of Quality Management processes and procedures. + Ensures objectives align with operational process, regulatory, risk and compliance goals to ... to ensure quality standards are established in accordance with internal practices, risk and compliance policies and procedures, and regulatory requirements for… more
- Coinbase (Charlotte, NC)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal ... Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors....& Oversight (Finance & Accounting):* Spearhead and execute comprehensive, risk -based operational audits of the finance and… more
- Coinbase (Charlotte, NC)
- …requirements, including transaction monitoring, sanctions and various screening systems, customer risk scoring, and other compliance solutions ensuring ... connection, and alignment. Attendance is expected and fully supported. The Coinbase Compliance Technology Team develops globally scalable systems to meet regulatory… more
- TD Bank (Charlotte, NC)
- …a Senior Auditor - ICFR SOX Testing is to carry out a testing of design and operational effectiveness of SOX/Internal controls over Financial Reporting and ... with ICFR Standards and draft findings with design and operational effectiveness testing SUMMARY OF DAY-TO-DAY RESPONSIBILITIES...+ Ensure processes, policies and procedures are designed in compliance with TD Risk Appetite. + Successfully… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Python, Ansible, and other tools. + Perform complex firewall certifications, upgrade testing , and developing templated configurations. + Ensure compliance with… more