- Bank of America (Charlotte, NC)
- …viability, accessing pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit ... for accurate and timely development of manual and automated testing and/or supporting operational and administrative activities...a team in support of coverage needs identified by Compliance and Operational Risk officers… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... selected domains + Ensure systems are monitored to increase operational efficiency and managed to mitigate risk ...a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- American Express (Charlotte, NC)
- …GS Control Management supports our organization in identifying, assessing, & managing operational risk and supporting customer complaints resolution & privacy ... GS Control Management supports our organization in identifying, assessing, & managing operational risk and supporting customer complaints resolution & privacy… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... all phases of the Wave lifecycle. This role is responsible for operational execution, stakeholder engagement, risk management, and supporting post-migration… more
- Wells Fargo (Charlotte, NC)
- …reporting frameworks + Demonstrated experience in compliance , governance, and risk , including regulatory remediation, audit coordination, operational risk ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Bank of America (Charlotte, NC)
- …+ Trading & Transaction Patterns (inc. Transaction Monitoring) + Financial Crimes Compliance Risk Principles **Desired Qualifications:** + Bachelor's Degree in ... the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with...Minimum 1 or more years' experience with Fraud, AML, Risk , or Compliance experience and/or knowledge of… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... on identification and remediation of security vulnerabilities and may also conduct risk assessments of infrastructure to ensure compliance with corporate… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... market data feeds, ensuring low-latency and high-reliability execution, implementing pricing, risk , and analytics models, supporting regulatory and compliance … more