- USAA (San Antonio, TX)
- …execution of Quality Management processes and procedures. + Ensures objectives align with operational process, regulatory, risk and compliance goals to ... to ensure quality standards are established in accordance with internal practices, risk and compliance policies and procedures, and regulatory requirements for… more
- Coinbase (Austin, TX)
- …deliverables to ensure successful outcomes. * Engage with key stakeholders (legal, risk , compliance , operations) to ensure ongoing communication and alignment of ... expected and fully supported. We are seeking an experienced Compliance Program Manager to oversee the execution of high-priority...and 3) resolve internal audit findings and ensure all operational processes related to TMS and Screening are aligned… more
- Coinbase (Austin, TX)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal ... Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors....& Oversight (Finance & Accounting):* Spearhead and execute comprehensive, risk -based operational audits of the finance and… more
- The Raymond Corporation (Addison, TX)
- …flowcharts, and risk /control matrices * Conduct walkthroughs and control testing to evaluate control design and operational effectiveness * Coordinate ... Malin is seeking a Compliance Analyst to ensure that the company’s internal...in maintaining financial integrity, supporting audit readiness, and driving compliance across business systems and processes. The analyst will… more
- JPMorgan Chase (Plano, TX)
- …involves managing and executing risk testing processes to assess compliance controls and operational risks across the GT SIG portfolio. **Job ... risk mitigation strategies. + Develop and implement risk testing strategies to assess compliance controls and operational risks. + Conduct regular… more
- Sabre (Dallas, TX)
- …contributor on a team of audit and risk professionals who perform operational audits and SOX testing in a complex technology environment. This role ... audits, ha_ _s_ _extensive purview over the Sarbanes Oxley testing program, and oversee_ _s_ _the Enterprise Risk...Operational Audits a. Actively participate in a dynamic risk assessment process which is used to select … more
- Wells Fargo (TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... individual contributor roles dedicated to the planning and execution of annual testing plans, including performing annual risk -based planning and scoping… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Addison, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... a Senior Financial Controls Analyst within the Enterprise COSO testing team. The Enterprise COSO testing team...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more