- JPMorgan Chase (New York, NY)
- …relationships with stakeholders across distinct functions including Legal, Risk, Compliance Operations , and Technology **Required qualifications, capabilities, ... Unlock your potential and dive deep into market analytics and product compliance . Harness your expertise to build pivotal relationships, identify areas of… more
- Ankura (New York, NY)
- …AML program enhancements, transaction monitoring, sanctions, fraud alert surges, investigations, compliance , operations , and controls + 15+ years' experience in ... sanctions, fraud, and anti-corruption. Our services include the assessment of compliance as well as the implementation of anti-money laundering requirements at… more
- M&T Bank (Buffalo, NY)
- …collaboration, and continuous growth & development + Partner closely with risk, compliance , operations , and data teams to ensure alignment with regulatory ... practices, enhancing delivery, speed, and operational resiliency + Ensure regulatory compliance and security across all consumer and business banking platforms +… more
- SitusAMC (New York, NY)
- …support functions across Investment Bank and Corporate Bank where appropriate for Legal; Compliance ; Operations ; IBD; etc. in support of approval and managing ... and clients, and by geography. Their businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global… more
- JPMorgan Chase (New York, NY)
- …to resolve complex regulatory issues. + Identify, escalate, and respond to potential compliance risks or control gaps in fund operations . + Maintain working ... JPMorganChase (the firm). As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...emerging regulatory developments and assess their impact on fund operations and strategy. + Mentor and support colleagues with… more
- Amazon (New York, NY)
- …Risk Manager to conduct DOT compliance risk assessments and develop compliance programs for Amazon's regulated transportation operations . This role will work ... and compliance initiatives - Conduct risk assessments of transportation operations , external and internal audits, roadside inspections, and compliance … more
- BMO Financial Group (New York, NY)
- …framework as needed **Qualifications:** + Proven experience in governance, risk management, compliance , business management, operations , or a related field. + ... for ensuring that the "organization" operates with transparency, integrity, and in compliance with legal, regulatory, and internal policies and standards. This role… more
- Robert Half Finance & Accounting (Fishkill, NY)
- …for an experienced Controller to oversee all aspects of financial reporting, compliance , and accounting operations for our organization in Dutchess County. ... resumes to joe.ciavardini@roberthalf Responsibilities: * Manage daily cash flow operations and maintain strong relationships with financial institutions. * Oversee… more
- CIBC (New York, NY)
- …identified deficiencies, or to enhance the overall effectiveness of the Compliance program; + Collaborating with Technology, Regulatory Operations and ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training,… more
- Wells Fargo (New York, NY)
- …to the loan sales and distressed trading business, including sales, trading, credit, compliance , and operations functions + Review and analyze moderately complex ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more