- Scotiabank (New York, NY)
- …the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance Operations & Swap Dealer CCO. + Build or perpetuate a "high ... Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that… more
- Citigroup (New York, NY)
- …Your Client) policies. Track all identified issues and work with Business Risk, Compliance , Operations , and Technology to actively identify new KYC policy gaps ... and tools. Facilitate both gap and root-cause analysis (RCA) exercises between Legal, Compliance , Operations , Technology, Risk, and the Line of Business, and… more
- Amazon (New York, NY)
- …regular collaboration with a broad network of partners, including Technology, Procurement, Compliance Operations , Legal, Tax, and Public Policy teams. Key job ... fun. The Robotics Trade Strategy (RTS) team is seeking a Global Trade Compliance Program Manager who thrives in ambiguity and enjoys tackling large-scale, complex… more
- KeyBank (New York, NY)
- …, and analytics. You'll work with leaders across business development, partnerships, compliance , operations and product to help drive revenue productivity by ... engagement activities to build dashboards and reports. - Policy Enforcement and Compliance : Ensure adherence to risk policy and procedures by collaborating with… more
- Parsons Corporation (New York, NY)
- …management, design management, construction management, stakeholder coordination, federal compliance , operations support, office administration, and related ... looking for. **Job Description:** **Parsons is looking for an amazingly talented** **Permitting Compliance Manage** **r to join our team! In this role, you'll have… more
- TD Bank (New York, NY)
- …- both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a ... in the general summary below.** **Job Profile Summary:** The Compliance Governance & Operations Manager leads the...**Job Profile Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or lead… more
- Seton Education Partners (Bronx, NY)
- …and innovation across all aspects of the work: safety, facilities, security, finance, compliance , and operations leadership coaching. Operations has been a ... to the Deputy Chief of Operations , the Network Director of Operations also oversees all facilities management, compliance monitoring, technology, vendor… more
- TD Bank (New York, NY)
- …- both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a ... as you consider this opportunity.** **Job Summary:** The Senior Manager, Compliance Governance & Operations leads, develops and oversees a dynamic team of … more
- KeyBank (NY)
- …and risk-based auditing techniques. + Practical working knowledge of financial services compliance and operations including the related rules and regulations of ... Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- Robert Half Finance & Accounting (New York, NY)
- …trading desks, portfolio managers, custodians, legal teams, and IT to integrate UMR compliance into operations + Stay abreast of regulatory updates related to ... Description Robert Half Financial Services are currently recruiting for Collateral Operations Manager role for a $40+bn AUM Investment and Trading firm based in… more