- City National Bank (Dallas, TX)
- …processes. * Performs research on regulations and provides guidance to business operations (divisions) on compliance requirements. * Create, maintain and update ... * COMPLIANCE OFFICER-DEPOSITS* WHAT IS THE OPPORTUNITY? Position is...knowledge and relevant work experience with bank credit, deposit, operations regulations (as applicable/assigned). * Knowledge and experience with… more
- HP Inc. (Spring, TX)
- …to enhance compliance and efficiency. + Integrate trade controls into daily operations to meet compliance objectives and reduce risk. + Support internal and ... and global trade. **What You'll Do** As an Import/Export Compliance Specialist, you'll play a vital role in ensuring...play a vital role in ensuring HP's global trade operations run smoothly, ethically, and efficiently. You'll collaborate with… more
- Leprino Foods (Lubbock, TX)
- …safety, and plant housekeeping. + Proactively drive food safety and quality systems compliance in day-to-day operations in collaboration with QE and Plant ... person Lubbock, TX cheese and whey manufacturing facility, Leprino is seeking a Quality Compliance Analyst. We take pride in our vision to be the "world's best."… more
- Scotiabank (Dallas, TX)
- …policies and procedures. The primary responsibility of this position is to support compliance testing for Scotiabank's US operations . The US Compliance ... Manager, Compliance Testing **Requisition ID:** 245239 **Salary Range:** 76,600.00...**Purpose** Contributes to the overall success of the GBM&T Compliance Department in the US ensuring specific individual goals,… more
- Raymond James Financial, Inc. (Austin, TX)
- …in regulatory reporting, specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data submissions. ... Report (LOPR), etc.) + Collaborates with other business units (Brokerage Operations , Trading, Compliance , IT, and Legal) + Assists and provides input in the… more
- MUFG (Irving, TX)
- …and Analytics - Intelligence Delivery (DIA-ID) team, which is part of the GFCD Operations Financial Crime Compliance - Data Analytics (FCC-DA) function, this new ... functional teams within GFCD to ensure effective and efficient operations with clearly defined roles and responsibilities. **Qualifications:** **Experience/Skills**… more
- Robert Half Management Resources (Dallas, TX)
- …and the Board. * Collaborate with external auditors and internal teams across compliance , operations , finance, and technology. * Monitor remediation efforts to ... operational effectiveness. Requirements * 10-15 years of experience in internal audit, compliance , or broker-dealer operations . * Extensive knowledge of FINRA… more
- Entergy (Port Arthur, TX)
- …Operations Excellence, Commercial Commitment to Excellence, NERC Standard Compliance , Unit Reliability, Surveillance Testing, Operations Transactions Systems, ... Operations Information Systems, Operator Skills Development Process, Environmental Compliance , and the Automated Tagging System. + Assumes a project management… more
- Guidehouse (San Antonio, TX)
- …metadata standards, classification, retention, and purging policies. + Collaborate with compliance , operations , IT, and engineering teams to align technical ... CIP evidence packages, procedures, and training materials. + Works effectively with compliance , operations , IT, and engineering teams to align technical… more
- Scotiabank (Dallas, TX)
- …preparedness/operational readiness for Fraud Management. Oversee all testing programs (eg Audit, Compliance , Global Operations Risk) - from preparation to issue ... and Fraud Control Repository in collaboration with Risk Owners and Compliance . + Supervise and approve Operational readiness planning programs, sample testing… more