- HUB International (New York, NY)
- …highly visible, senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer, working closely with RPW senior ... to collectively support the growing RPW business while mitigating risk and enhancing the SEC compliance infrastructure.... reviews, internal investigations and surveillance to evaluate and test for compliance with applicable SEC rules,… more
- Coinbase (Albany, NY)
- …* Act as a subject matter expert for new and existing Compliance Operations tools, processes, and future enhancements. * Test compliance tools, rules, ... Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently… more
- Meta (Albany, NY)
- …range of stakeholders 18. Experience identifying and mitigating environmental compliance risk , escalating to appropriate stakeholders **Preferred ... and safety (EHS), facility personnel, legal, and other stakeholders) 3. Assess compliance findings and risk , and provide direction on investigation, corrective… more
- TD Bank (New York, NY)
- …regulatory changes are considered within the Business and assist in implementing compliance initiatives to help manage regulatory risk . **Education & ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $75,000 - $95,000 USD TD is committed to providing fair… more
- PSEG Long Island (Bethpage, NY)
- …and support with strategic direction of broader IT organization. Collaborate with Enterprise Compliance and Risk needs to identify and manage NERC CIP ... is a direct report to the Technology Group Product Manager. The NERC Compliance Specialist is responsible for ensuring compliance with NERC CIP (Critical… more
- Capital One (New York, NY)
- …or military experience + At least 3 years of experience in auditing, compliance , risk management, accounting, or a combination. Preferred Qualifications: + At ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is...of the Audit team, the candidate will focus on operations of investment (securities and transactions). Responsibilities: + Lead… more
- Intertek (Cortland, NY)
- Engineer - HVAC Safety, Regulatory Compliance Intertek, a leading provider of quality and safety solutions to many of the top recognized brands and companies is ... actively looking for an Engineer - HVAC Safety, Regulatory Compliance to join our Electrical team in Cortland, NY....success. Intertek is continually innovating and evolving to reduce risk for consumers, brands and organizations in every sector… more
- US Bank (New York, NY)
- …Digital, Technology, and Operations team in CAS, with a focus on Centralized Operations and the Risk office. Operations Services includes but not limited ... to, Operations Transformation, Risk Office ( Operations focused), Cash and Check...regulatory trends impacting financial services + Basic understanding of Risk / Compliance /Audit competencies + Strong verbal and written… more
- Molina Healthcare (Buffalo, NY)
- …and post-go‑live; steward change management (training, SOPs, job aids, communications). + Risk , Compliance & Quality: Ensure alignment to CMS, HIPAA, state ... team members. **Expanded Scope:** The Senior Project Manager for Claims Operations drives complex, multi-workstream initiatives that span people, process, data, and… more
- Marex (New York, NY)
- …skills. + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. Salary Range: $70,000 to ... Purpose of Role: Marex is seeking a Fixed Income Operations Analyst who will support the Credit, Rates, MBS,...areas for increased efficiency. + Track, resolve and UAT test issues or new projects across internal systems and… more