- City National Bank (Dallas, TX)
- …regulatory requirements and ensures business continuity. WHAT WILL YOU DO? * Reviews/challenges compliance risk assessments, analyzing the Bank's compliance ... requirements. * Create, maintain and update reporting of compliance test results along with comparable line...training for assigned topic areas. * Analyze the Bank's compliance risk ; determine if current processes control… more
- Emerson (Austin, TX)
- …Product Safety Engineer will evaluate the hardware designs in development for compliance to industry safety standards, perform testing, and document findings in ... on a variety of products developed by NI, Emerson Test and Measurement Business Group, to the provisions of...person + Independently conduct evaluation of products to settle compliance with applicable standard(s). + Work with 3 rd… more
- City National Bank (Dallas, TX)
- …applicable laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, ... regulatory agencies, including exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM)… more
- HUB International (Austin, TX)
- …highly visible, senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer, working closely with RPW senior ... to collectively support the growing RPW business while mitigating risk and enhancing the SEC compliance infrastructure.... reviews, internal investigations and surveillance to evaluate and test for compliance with applicable SEC rules,… more
- Coinbase (Austin, TX)
- …* Act as a subject matter expert for new and existing Compliance Operations tools, processes, and future enhancements. * Test compliance tools, rules, ... Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently… more
- Meta (Austin, TX)
- …range of stakeholders 18. Experience identifying and mitigating environmental compliance risk , escalating to appropriate stakeholders **Preferred ... and safety (EHS), facility personnel, legal, and other stakeholders) 3. Assess compliance findings and risk , and provide direction on investigation, corrective… more
- Capital One (Plano, TX)
- …or military experience + At least 3 years of experience in auditing, compliance , risk management, accounting, or a combination. Preferred Qualifications: + At ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is...of the Audit team, the candidate will focus on operations of investment (securities and transactions). Responsibilities: + Lead… more
- US Bank (Irving, TX)
- …Digital, Technology, and Operations team in CAS, with a focus on Centralized Operations and the Risk office. Operations Services includes but not limited ... to, Operations Transformation, Risk Office ( Operations focused), Cash and Check...regulatory trends impacting financial services + Basic understanding of Risk / Compliance /Audit competencies + Strong verbal and written… more
- Molina Healthcare (Austin, TX)
- …and post-go‑live; steward change management (training, SOPs, job aids, communications). + Risk , Compliance & Quality: Ensure alignment to CMS, HIPAA, state ... team members. **Expanded Scope:** The Senior Project Manager for Claims Operations drives complex, multi-workstream initiatives that span people, process, data, and… more
- Capital One (Plano, TX)
- Anti-Money Laundering (AML) Sr. Investigator - Transaction Monitoring Operations (TMO) The Anti-Money Laundering (AML) Sr. Investigator I supports various AML ... broader context and implications of the various types of risk affecting the business (eg, financial, legal, reputation, etc.)...+ At least 1 year of fraud, investigative or compliance experience + At least 1 year of experience… more