- BMO Financial Group (NY)
- …related to compliance , transformation, system upgrades etc. on policies and procedures . Assesses and reports the impact of changes to stakeholders. + Acts as ... in technical writing preferred. + In-depth / expert knowledge of risk management, audit, compliance , and / or governance policy management. + In-depth / expert… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit ... compliance stakeholders and audit partners. **Job Summary:** The Compliance Governance & Operations Manager leads the...and TD internal groups + Leads development of team procedures and governance processes and advises the Compliance… more
- Scotiabank (New York, NY)
- Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range ... and objectives. This individual must ensure all activities are conducted in compliance with governing regulations, internal policies, and procedures . This… more
- NBC Universal (New York, NY)
- …to be completed during 2025. Role Purpose: Reporting to the Vice President, Risk & Compliance , the Manager /Senior Manager , Risk & Compliance will be ... peer review and expert advice as required Policies & Procedures + Ensure that the risk, compliance ,...of our locations prior to a hiring decision. NBCUniversal's policy is to provide equal employment opportunities to all… more
- American Express (New York, NY)
- …US as part of the Enterprise Risk Management & Risk Oversight team (ERM&RO).The Manager will join the Committee Governance & Policy Management (CGPM) team within ... works with leaders across the company and their teams.The Manager will play a critical role in communications and...also play a key role in maintaining CGPM's enterprise policy , team procedures , and other critical documentation.… more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and ... outlined in the general summary below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support...+ Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates… more
- MongoDB (New York, NY)
- …next-generation, AI-powered applications. The MongoDB security team is looking for a Program Manager - Governance, Risk, and Compliance . This role will be ... order to support our customer's needs. The Senior Program Manager - Governance, Risk, and Compliance role... functions, along with a deep understanding of policies, procedures , and governance frameworks within highly regulated industries +… more
- TD Bank (New York, NY)
- …is outlined in the general summary below.** **Job Profile Summary:** The Compliance Governance & Operations Manager leads the development and implementation ... external regulatory bodies and TD internal groups + Leads development of team procedures and governance processes and advises the Compliance stakeholders and… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About ... management reporting. + Ensure that identified errors, improper conduct, compliance exceptions to regulatory or policy requirements...in the drafting, review, and updating of the firm's Compliance Manual, policies and procedures , and key… more
- Philips (Latham, NY)
- **554497 Trade Compliance Manager ** You are a part of a team that is at the core of ensuring that we meet Philips' promise to comply with trade and ... adhere to and enforce safety rules, regulations, policies, and procedures . + Primarily focus on compliance for...EPA, duty savings. + At the direction of the manager /lead take on day-to-day projects of varying scope and… more