• Compliance Governance & Operations…

    TD Bank (New York, NY)
    … with these Program requirements and to promptly escalate instances of non- compliance . + Works independently as the senior manager /subject matter expert ... which is outlined in the general description below. **Job Summary** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a dynamic… more
    TD Bank (09/21/25)
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  • Fair Banking Compliance - Compliance…

    TD Bank (New York, NY)
    …Reporting and Analysis, Quality Assurance and Quality Control Reviews and evaluating procedures for adherence to Complaint Policy requirements. **The above ... depending on availability and individual circumstances._ **Job Profile Summary:** The Compliance Business Oversight Manager provides advice, support and… more
    TD Bank (10/04/25)
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  • Compliance Quality Assurance Manager…

    TD Bank (New York, NY)
    …Risk Owners and Oversight functions are complying with established policies, standards and procedures . The Compliance Quality Assurance Manager (US) will ... depending on availability and individual circumstances_ **Job Description Summary:** The Compliance Testing Manager is responsible for planning and overseeing… more
    TD Bank (10/03/25)
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  • Manager , Compliance

    NBC Universal (New York, NY)
    …spin-off is expected to be completed during 2025. This is a Versant role. The Manager , Compliance will play a pivotal role in shaping and implementing the ... Responsibilities: + Provide operational support to legal counsel on key compliance program areas, including policy development, training implementation, risk… more
    NBC Universal (08/20/25)
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  • Senior Compliance Business Oversight…

    TD Bank (New York, NY)
    …of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, support and objective ... Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance and oversight of...+ Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates… more
    TD Bank (10/05/25)
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  • Manager /Senior Manager , Risk…

    NBC Universal (New York, NY)
    …to be completed during 2025. Role Purpose: Reporting to the Vice President, Risk & Compliance , the Manager /Senior Manager , Risk & Compliance will be ... peer review and expert advice as required Policies & Procedures + Ensure that the risk, compliance ,...of our locations prior to a hiring decision. NBCUniversal's policy is to provide equal employment opportunities to all… more
    NBC Universal (08/19/25)
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  • VP, Investment Compliance Manager

    Aflac (New York, NY)
    VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About ... management reporting. + Ensure that identified errors, improper conduct, compliance exceptions to regulatory or policy requirements...in the drafting, review, and updating of the firm's Compliance Manual, policies and procedures , and key… more
    Aflac (07/25/25)
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  • Compliance Business Oversight…

    TD Bank (New York, NY)
    … **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second line oversight and ... depending on availability and individual circumstances. **Job Description Summary** The Compliance Business Oversight Manager provides advice, support and… more
    TD Bank (10/03/25)
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  • Compliance Reporting & Project…

    TD Bank (New York, NY)
    …a culture of compliance that will cascade throughout the organization. The Compliance Reporting & Project Manager - Fair Banking will play a critical ... as you consider this opportunity.** **Job Profile Summary** The Compliance Business Oversight Manager provides advice, support...+ Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates… more
    TD Bank (10/02/25)
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  • Staff Security Risk and Compliance Program…

    Confluent (Albany, NY)
    …One Data Streaming Platform. **About the Role:** As a **Staff Security Risk and Compliance Program Manager ** in the Trust & Security organization you will play ... platform and cloud offerings through a combination of technical expertise, policy governance, security risk management, certification compliance and excellent… more
    Confluent (09/26/25)
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