- Guardian Life (Sacramento, CA)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities , and Park Avenue Investment Advisory, you will ... Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we...of base pay for the primary location of the position . The salary for this position ultimately… more
- VF Corporation (Costa Mesa, CA)
- …around environmental, sustainability and governance topics + Manage the legal compliance framework for securities policies and mandatory environmental and ... or www.vfc.com . **What will you do?** A day in the life of Senior Counsel, Securities & Cap Markets at VF looks a little like this. As Senior Corporate Counsel at… more
- Lumen (Sacramento, CA)
- …assist with Annual Shareholder Meeting. + Maintain policies and procedures relating to securities law compliance and disclosure matters. + Advise and assist ... function to play in supporting the SVP in managing Lumen's Governance and Securities . The ideal candidate will be responsible for ensuring regulatory compliance … more
- Lincoln Financial (Sacramento, CA)
- …accounts. The Funds Management compliance team primarily oversees compliance with federal securities regulations relating to these companies/accounts ... with internal/external stakeholders to ensure transparency and consistency of compliance actions. ADDITIONAL POSITION RESPONSIBILITIES + Carries out… more
- Robert Half Legal (San Francisco, CA)
- …clients, and the role offers meaningful exposure to venture financings, employment compliance , securities filings, and day-to-day legal operations in a ... agreements, offer letters) + Handle state and federal corporate and securities filings, including California blue sky filings + Support venture financings,… more
- Unity Technologies (San Francisco, CA)
- **San Francisco, CA, USA** **Senior Managing Counsel, Corporate and Securities ** Location San Francisco, CA, USA Department Legal Requisition ID JOBREQ-2514372 ... description** **The opportunity** Unity is looking for a Senior Counsel, Corporate and Securities to join its Legal team. In this role, you will be responsible… more
- City National Bank (Los Angeles, CA)
- …all new account documents, account transfers (acats), DTC delivery of securities , money movements including cash disbursements and deposits, wires, IRA ... apprised of significant client issues and potential problems. *City National Securities Brokerage Account Administration* * Establish new accounts opened in CNS… more
- AeroVironment (Simi Valley, CA)
- …any state required; California Bar is preferred + Minimum of 15+ years of US securities law compliance required + 10+ years of experience in a people leadership ... growth. The Deputy General Counsel will provide a broad range of corporate, securities , and transactional legal advice and support to the company's board of… more
- Robert Half Finance & Accounting (Emeryville, CA)
- …of our team based in Emeryville, California. The role involves ensuring compliance with the Securities and Exchange Commission regulations, overseeing ... and goodwill. Other Responsibilities + Ensure timely financial disclosure compliance by senior management. + Develop accounting positions...Robert Half works to put you in the best position to succeed. We provide access to top jobs,… more
- Kratos Defense & Security Solutions, Inc. (San Diego, CA)
- …advice and counsel on general corporate matters, including corporate organization, securities compliance , data privacy, risk management, and contract ... holidays, tuition reimbursement, and more. GENERAL JOB SUMMARY:The Senior Corporate Attorney position is responsible for providing legal advice to the company, and… more
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