- Wells Fargo (New York, NY)
- …successful completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of ... + Ability to travel up to 10% of the time + Visa sponsorship is not available + This position is subject to FINRA Background Screening Requirements, including… more
- Wells Fargo (New York, NY)
- …successful completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of ... hours + Ability to travel up to 10% of the time + Visa sponsorship is not available + This position is subject to FINRA Background Screening Requirements, including… more
- Wells Fargo (New York, NY)
- …successful completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of ... hours + Ability to travel up to 10% of the time + Visa sponsorship is not available + This position is subject to FINRA Background Screening Requirements, including… more
- Wells Fargo (New York, NY)
- …platform issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area are met and work with ... + 5+ years of experience working with derivatives and securities products in any of the following areas: technology,...schedule + Relocation assistance is not available for this position + This position is not eligible… more
- New York State Civil Service (Albany, NY)
- …enabling advanced analytics and reporting to support entity risk management functions.This position requires a highly skilled data architect with experience in data ... of the financial services industry, including risk management and compliance requirements.The Department of Financial Services is seeking candidates for… more
- Wells Fargo (New York, NY)
- …successful completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of ... + Required licensing SIE, S63, S79 must be completed within 90 days of hire date. + This position is subject to FINRA Background Screening Requirements, including… more
- SUNY Westchester Community College (Valhalla, NY)
- Location: Valhalla, NY Category: Administrative Positions Posted On: Thu Jul 17 2025 Job Description: Under the direction of the President of Westchester Community ... state and federal grants, gifts, rents and royalties, investments, securities , and real estate; + Serves as the primary...or as assigned by the President; + Ensures regulatory compliance and provides timely delivery of a wide array… more
- JPMorgan Chase (Brooklyn, NY)
- …you from consideration for this position . Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank ... to and reflect your employment with JPMorganChase. Your continued employment in this position with JPMorganChase is contingent upon compliance with the SAFE Act,… more
- JPMorgan Chase (New York, NY)
- …you from consideration for this position . Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank ... 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state...employment with JPMorgan Chase. Your continued employment in this position with JPMorgan Chase is contingent upon compliance… more
- JPMorgan Chase (Stony Point, NY)
- …you from consideration for this position . Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank ... to and reflect your employment with JPMorgan Chase. Your continued employment in this position with JPMorgan Chase is contingent upon compliance with the SAFE… more