- JPMorgan Chase (Clifton Park, NY)
- …you from consideration for this position . Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank ... to and reflect your employment with JPMorganChase. Your continued employment in this position with JPMorganChase is contingent upon compliance with the SAFE Act,… more
- MUFG (New York, NY)
- …one day. A member of our recruitment team will provide more details. ** Position Summary:** The Digital Channels team consists of Product Managers, Business Analysts, ... and connectivity banking products designed to address customers' banking requirements. This position is for a Product Manager with expertise in Client Access… more
- Robert Half Finance & Accounting (Westbury, NY)
- …focus on financial reporting and Securities and Exchange Commission (SEC) compliance , this position also involves managing accounting processes in complex ... is critical within our organization, leading the financial operations to ensure compliance with regulatory requirements and align with our strategic financial goals.… more
- MUFG (New York, NY)
- …one day. A member of our recruitment team will provide more details. ** Position Summary** : The Rate Sales group covers MUFG's institutional investor clients. ... with various trading desks + Discuss views and risk positions of various trading desks and distribute axes +...On-board clients in coordination with the firm's credit, legal, compliance , and operations teams **Requirements** : + 3+ years… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …of accountants across multiple accounting areas, managing the month-end close, ensuring compliance with US GAAP and SOX, and driving process improvements. Accounting ... of the Manager, Corporate Accounting include cash and marketable securities , foreign exchange derivatives, leases, fixed assets, intangible assets...in accordance with US law and apply to US-based positions . For roles which will be based in Japan… more
- CS Energy (Albany, NY)
- …with specific focus on vital terms such as, force majeure, notifications, schedule, LDs, IRA compliance , and other risks and compliance items + Not only have a ... understanding of client specifications and requirements but also ensure compliance during pre-planning, preconstruction, construction, and closeout. + Work with… more
- Janus Henderson Investors (New York, NY)
- …regulatory requirements, by: + Annual performance appraisal + Completion of all assigned compliance training Compliance requirements At a minimum the role will ... role, seeking the help of your supervising manager or Compliance if additional guidance is required + Understand and...courses Compensation information The base salary range for this position is $120,000-$130,000. This range is estimated for this… more
- MUFG (New York, NY)
- …one day. A member of our recruitment team will provide more details. ** Position Summary:** Transaction Banking Product and Digital Channels teams are comprised of ... to serve our customers' banking needs. This is mid-level position for an ambitious candidate with 5-10 years' experience...(may occur outside of business hours). + Actively ensures compliance with the Bank's Business Standards of Conduct and… more
- TD Bank (New York, NY)
- …responsibilities. This role will also lead first-line engagement and activities with Compliance and Legal with respect to Office of Supervisory Jurisdiction (OSJ) ... + Ensures that business / department operations are in compliance with applicable internal and external requirements (eg financial...an unstructured and fast paced environment **OCC:** + This position is with a FINRA member, broker and/or dealer… more
- MUFG (New York, NY)
- …one day. A member of our recruitment team will provide more details. ** Position Summary:** The Digital Channels team is comprised of professional Product Managers, ... online and mobile banking products to serve our customers' banking needs. This position is for an experienced Digital Product Manager with strong UX/Design skillsets… more