- JPMorgan Chase (New York, NY)
- …daily with banking, markets, regulatory, and other lawyers, as well as compliance , risk, conflicts, and operations partners. If you possess intellectual curiosity ... on all relevant legal and regulatory matters, including relevant securities laws and the SEC's Municipal Advisor Rule, fair...a team of internal lawyers and interact with bankers, compliance partners, the conflicts office and external counsels on… more
- Capgemini (New York, NY)
- …the value of technology and build a more sustainable, more inclusive world. ** Position Overview:** Our client is a leading global financial services firm providing a ... wide range of investment banking securities investment management and wealth management services We advise...new and existing solutions Ensure solutions adhere to security compliance and performance standards Provide mentorship and guidance on… more
- BMO Financial Group (New York, NY)
- …complexity of transactions and related risk (credit, market, operational, legal / compliance , etc.). + Helps colleagues with the presentation of information and ... database + Executes orders for purchase or sales of securities or completes transaction independently if brokerage firm is...and demand and evaluates market development. + Operates within position and loss limits as prudent management of the… more
- CS Energy (Rochester, NY)
- …established in the CS Energy Environmental Health & Safety Program. This position is responsible for the implementation of the project-specific health and safety ... and Safety Plans (HASP) and ensures they are implemented. + Ensures site compliance with specified safety and health requirements including federal, state and local… more
- MUFG (New York, NY)
- …and quality across the organization. In support of this work, this position is also responsible for building sustained value-based relationships with stakeholder and ... Develop, instill and demonstrate sustained performance with performance management/reporting, compliance , issue/escalation management, and continuous improvement routines are critical… more
- HSBC (New York, NY)
- …FINRA Series 7 and 63 certifications. **If you would like to apply to this position , please click the 'Apply' button.** _In compliance with applicable laws, HSBC ... are applied in all actions and across all responsibilities. Ensure compliance with regulatory requirements and internal policies by collaborating with internal… more
- CS Energy (Buffalo, NY)
- …+ Leads and enforces the safety policies and procedures and addresses non- compliance among all employees, subcontractors, and vendors + Executes the project by ... and communicates deviations accordingly + Knows client specifications and ensures compliance in preplanning, preconstruction, construction, and closeout. + Knows the… more
- Snap Inc. (New York, NY)
- …developing Snap's training, policies, and practices to promote awareness and compliance with rules and regulations. + Manage corporate governance and administration ... 4, 5, and 10-K, and advise on other related securities law matters. + Assist cross-functional efforts to support...pay zone which determines the salary range for the position . The successful candidate's starting pay will be determined… more
- MTA (New York, NY)
- …FULL/PART-TIME FUL L SALARY RANGE: $ 116,000 - $ 125,000 DEADLINE: Until filled This position is eligible for teleworking , which is currently one day per week. New ... a safe and reliable commute, excellent customer service, and rewarding opportunities. Position Objective: This position is responsible for the timely review… more
- Capital One (New York, NY)
- …of experience working in Product Management + At least 7 years of experience in securities origination or trading management in Capital Markets + At least 7 years of ... One will not sponsor a new applicant for employment authorization for this position ._ \#commpdm #CapMkts The minimum and maximum full-time annual salaries for this… more