- Lincoln Financial (Albany, NY)
- …sales and distribution to new and existing clients - the legal and compliance aspects of designing and administering life insurance and annuity products + Identify ... partners - Settlement agreements + Advocate Lincoln Financial Group's position with third parties such as federal and state...in good standing is required Experience + Experience with Securities Act of 1933 and Investment Company Act of… more
- Citigroup (New York, NY)
- …including Consumer Banking and Credit, Corporate and Investment Banking, Securities Brokerage, Transaction Services, and Wealth Management. Our core activities ... respect for others and where opportunities to develop are widely available to all. ** Position Objective:** The objective of this role is to support the execution of… more
- HSBC (New York, NY)
- …and wallet share. An understanding of the Corporate Sales business, Markets & Securities Services (MSS) products and clients is therefore essential in this role. ... the role (size of the organization, business knowledge process, compliance /risk nature of the function, intensity and diversity of...HSBC will not engage in immigration sponsorship for this position . As an HSBC employee, you will have access… more
- TD Bank (New York, NY)
- …TDS has embarked on a multi-year digital transformation of GTB to position the transaction bank as a leading North American multi-currency treasury provider, ... transaction banking processes, **payments, SWIFT messaging, ISO 20022, regulatory compliance ** . Technical and Functional spec, Agile/Scrum, API documentation,… more
- Citigroup (New York, NY)
- The Salesperson is a senior-level position responsible for assisting clients in raising funds in the capital markets, as well as in providing strategic advisory ... in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order...and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures… more
- MUFG (New York, NY)
- …+ Define and implement best practices for cloud security, governance, and compliance + Optimize cloud performance, scalability, and availability + Integrate cloud ... services and features + Strong knowledge of cloud security, governance, and compliance standards and frameworks + Strong knowledge of cloud native technologies and… more
- Citigroup (New York, NY)
- The Banker is a senior-level position responsible for assisting clients in raising funds in the capital markets, as well as in providing strategic advisory services ... services and ensure solutions meet or exceed internal risk, return and compliance requirements, ethical standards, and anticipated future changes in the marketplace… more
- Citigroup (New York, NY)
- …Bank (CPB) portfolios with mortgage, partner lending, and margin and securities backed finance products. Execute the end-to-end Comprehensive Capital Analysis and ... of progressive, post-baccalaureate experience as a Data Analyst, Business Analyst, Compliance Analyst, Risk Manager, Regulatory Risk Officer, or related position… more
- Citigroup (New York, NY)
- …Equity Derivatives Sales - PEF & AM North America is a senior-level position responsible for selling equity derivatives to Real Money clients, which includes Pension ... in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order...and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures… more
- DoorDash (New York, NY)
- …post-closing integration matters + Advise on legal and regulatory issues related to securities law, antitrust, data privacy, and other compliance matters that ... match, paid time off and paid sick leave in compliance with applicable laws (eg Colorado Healthy Families and...20 hours/week). The national base pay range for this position within the United States, including Illinois and Colorado.… more