- Citigroup (New York, NY)
- The Electronic Sales role is a senior-level position responsible for covering both existing and prospective accounts trading Cash Equity products. This is an ... in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order...and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures… more
- CS Energy (Utica, NY)
- …+ Leads and enforces the safety policies and procedures and addresses non- compliance among all employees, subcontractors, and vendors + Executes the project by ... to their agreement and the company's standards + This position is field based at our project construction sites...storage projects across the United States. Owned by American Securities , a leading US private equity firm, CS Energy… more
- Wells Fargo (New York, NY)
- …information security, interest rate, liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk. The group provides ... the executive as a Board member for Wells Fargo Securities International Limited, Wells Fargo Bank International UC and...telecommute work available, up to 2 days per week. Position required to appear in person at the location… more
- S&P Global (New York, NY)
- …Intelligence's Data, Valuations, & Risk (DVR) Analytics portfolio. This senior position requires an independent, results-driven leader who can collaborate across ... to amplify global impact. + Lead integrated product marketing campaigns that position S&P Global as a thought leader, identify marketing qualified leads, facilitate… more
- Janus Henderson Investors (New York, NY)
- …operations between internal teams, vendors, servicers, and custodians. + Ensure compliance with transaction terms through effective management of bailee letters, ... laundering + Annual attestation Compensation information The base salary range for this position is $170,000 - $190,000. This range is estimated for this role.… more
- Janus Henderson Investors (New York, NY)
- …and regulatory changes to inform and adjust trading strategies. + Regulatory Compliance : Ensure adherence to relevant industry regulations and company policies. + ... + Continuing education courses Compensation information The base salary range for this position is $180,000 - $210,000. This range is estimated for this role. Actual… more
- Janus Henderson Investors (New York, NY)
- …reclaiming excess margin + Tracking fund financials, expenses, and reimbursements Compliance + SEC filings and audited financial statements + Developing written ... + Continuing education courses Compensation information The base salary range for this position is $170,000 - $190,000. This range is estimated for this role. Actual… more
- Citigroup (Brooklyn, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management. Citi Bank Retail Mortgage provides ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- M&T Bank (Hauppauge, NY)
- …ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... Act. + Complete other related duties as assigned. **Scope of Responsibilities:** This position has a direct impact on revenue growth of the Wealth Advisory business… more
- HSBC (New York, NY)
- …appropriate, regarding HSBC Group companies outside of the US. In particular, the position provides specialized advice with respect to federal banking laws and the ... policy advocacy initiatives with US regulators (including banking, financial, securities , and derivatives regulators), collaborating with Legal, Public Affairs, and… more