- Citigroup (New York, NY)
- …to an Ultra High Net Worth client base within the United States. The position focuses on servicing clients of Citi Private Bank by understanding their investment ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...direction, self-motivated + US: S7, S66 (or S63/S65) NOTE: Securities Industry Exam (SIE is a prerequisite to the… more
- BlackRock (New York, NY)
- …government bonds, investment grade and high yield credit, Agency mortgage-backed securities , and securitized products (CMBS, ABS, Non-Agency MBS and CLOs). Clients ... with day-to-day portfolio management activities including tactical trades, target changes, compliance management, and cashflows. + Leverage technical skills to make… more
- M&T Bank (New York, NY)
- …ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... record of implementing wealth management strategies **Education and Experience Preferred:** Securities licensing, CFP, CTFA, CPA designation MBA (Master's degree in… more
- TD Bank (New York, NY)
- …the introduction of SWIFT ISO 20022 messaging. + Exposure to Financial Crimes Compliance - such as OFAC scan, AML, Alert Investigations, Knowledge with Actimize or ... on optimal technology solutions/services to meet business needs. The position generally manages a varied team of IT professionals...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- MUFG (New York, NY)
- …with Middle and Back Offices for the Conduits. + Daily maturity limit and compliance monitoring for ABCP program + Contact with clients for all funding matters. + ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (New York, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... Infrastructure & Operations Sr Group Manager is a senior management level position responsible for accomplishing results through the management of a team or… more
- BlackRock (New York, NY)
- …of a model surveillance and model performance framework for the Single Securities PricingTeam (SSP), primarily focused on interest rate derivative models. + ... validation team in all aspects of model validation and compliance . + Thought Leadership: keep abreast of recent trends...New York, NY Only the salary range for this position is USD$132,500.00 - USD$162,000.00 . Additionally, employees are… more
- Citigroup (New York, NY)
- …relationships with established clients and with prospective clients. Candidates for the position should be collaborative and team oriented, able to leverage a wide ... and safeguarding Citi, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...S7, S66 (or 63 & 65) & S31; NOTE: Securities Industry Exam (SIE is a prerequisite to the… more
- Citigroup (New York, NY)
- This role is a new position in the Custody business reporting to Core Product Head/Global Custody and will be responsible for managing the overall core product ... with other products in Investor Services ie Fund Administration, FX & Agency Securities lending to provide seamless integration of Global Custody offering with these… more
- Citigroup (New York, NY)
- …including corporate and emerging market bonds, asset-backed and mortgage-backed securities , collateralized loan obligations, short term interest rate products, ... for the Citi Sales & Trading business. This leadership position will be responsible for the development and delivery...and safeguarding Citi, its clients, and assets, by driving compliance with applicable laws, rules, and regulations, adhering to… more