- Citigroup (New York, NY)
- …and capable of bringing in new clients/investment relationships. Candidates for the position should be collaborative and team oriented, able to leverage a wide ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...clients. + S7, S63 (or S66) and S3; NOTE: Securities Industry Exam (SIE is a prerequisite to the… more
- Citizens (New York, NY)
- …of their responsibilities, the associate will be expected to study for and pass the Securities Industry Essentials (SIE) exam as well as the Series 86 and Series 87 ... team working skills + Superior work ethic + In compliance with federal law, all persons hired will be...to Fridays Pay Transparency The salary range for this position is $100,000 - $200,000 per year plus an… more