- TD Bank (New York, NY)
- …board reporting, with clear messaging on data insights from banking and securities regulation, key compliance metrics, and regulatory remediation. *Ability to ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...of enthusiastic colleagues dedicated to setting new industry standards. ** Position Summary:** TD Bank is seeking a Manager to… more
- Warner Music Group (New York, NY)
- …including litigation and claims, digital licensing, mergers and acquisitions, anti-piracy, securities , compliance and employment. **Why this could be your ... next big break:** This position is a unique opportunity to gain hands-on experience...here, and think you will, too.** **\#LI-Onsite** **\#LI-GH1** **This position requires a minimum of four days per week… more
- Warner Music Group (New York, NY)
- …and claims, digital licensing, content protection, anti-piracy, mergers and acquisitions, securities , compliance and employment. **Why this could be your ... next big break:** This position is a unique opportunity to gain hands-on experience...here, and think you will, too. \#LI-Onsite \#LI-GH1 This position requires a minimum of four days per week… more
- Warner Music Group (New York, NY)
- …legal matters, including technology, mergers and acquisitions (M&A), real estate, securities , compliance , employment and benefits, records management, trademark, ... working for WMG. We love it here, and think you will, too.** **\#LI-Onsite** **This position requires a minimum of four days per week in the office. We value… more
- Unity Technologies (New York, NY)
- …documents, including periodic and current reports, and proxy statements. + Provide securities law advice and compliance guidance for earnings releases, investor ... description** **The opportunity** Unity is looking for a Vice President, Corporate and Securities to join its Legal team. In this role, you will be responsible… more
- Mizuho Corporate Bank (New York, NY)
- …businesses, products, and functions including banking and underwriting businesses, securities markets, legal, compliance , risk management, operations, treasury, ... SIFMA) to identify supervisory trends and coordinate the firm's position on regulatory matters. *Maintains and updates regulations library.*Tracks implementation… more
- TD Bank (New York, NY)
- …Lending Advisors (WLA) support the lending activities of Wealth Banking.** **In this position , the Compliance Specialist will be supporting the Wealth Banking, ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- Marex (New York, NY)
- …The Senior Compliance Officer - Fixed Income Advisory will provide compliance advisory services primarily for Fixed Income securities , including corporate ... various other regulatory reporting requirements, including TRACE and RTRS reporting. The position will primarily focus on providing real-time compliance advisory… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** TD Securities is seeking a highly experienced and strategic Senior...experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical in managing… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About Our ... Advisers Act of 1940, Investment Company Act of 1940, Securities Act of 1933 and Securities Exchange...registered investment advisers is a must. + Proactively identify compliance issues and obtain workable resolution. Make a broad… more