• Senior Compliance Business Oversight…

    TD Bank (New York, NY)
    …judgment regarding responsiveness and appropriateness.** **Summary about role:** **In this position , the Senior Compliance Business Oversight Analyst** **will ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
    TD Bank (08/21/25)
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  • Compliance Officer, Regulatory Relations…

    TD Bank (New York, NY)
    …team members providing a range of support, guidance and analysis on regulatory/ compliance /technology issues. Position will support the Chief Compliance ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $75,000 - $95,000 USD TD is...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
    TD Bank (08/02/25)
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  • Investment Analytics & Trade Monitoring Manager…

    City National Bank (New York, NY)
    …- Investment Analytics and Trade Monitoring will establish and develop the Compliance Trade Oversight Program by leading, configuring, and overseeing the design, ... implementation and administration of the compliance rules engine within the Order Management System/Portfolio Management System to mitigate the regulatory,… more
    City National Bank (09/04/25)
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  • Risk Management and Compliance - Commercial…

    JPMorgan Chase (New York, NY)
    Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers, and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo, and… more
    JPMorgan Chase (09/07/25)
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  • Director, Global Markets Oversight

    TD Bank (New York, NY)
    …US FCRM TDS Business Oversight **Reports to:** AVP, Head of FCRM Oversight, TD Securities , US ** Position Summary** The US FCRM TDS Business Oversight team ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $190,000 USD TD is committed to providing fair… more
    TD Bank (08/28/25)
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  • Strategic Equity Solutions and Derivative Middle…

    Citigroup (New York, NY)
    …range of internal stakeholders including Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside having significant interaction with our ... Solutions (SES) / Equity Derivative Middle Office role is an AVP level position responsible for providing operational support to the SES Origination and Trading… more
    Citigroup (09/04/25)
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  • Vice President Municipal Bond Operations

    TD Bank (New York, NY)
    …numbers for confirmations and by performing required system maintenance. In addition, the position will maintain compliance files and verify new clients are set ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $120,000 - $170,000 USD TD is...areas. This individual will ensure that the firms security positions agree to our clearing bankbooks and records on… more
    TD Bank (08/14/25)
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  • Credit Trading Middle Office Analyst Assistant…

    Citigroup (Getzville, NY)
    The Securities & Derivatives Manager is an intermediate management level position responsible for providing full leadership and direction to a team of employees ... objective of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Execute securities transaction… more
    Citigroup (08/27/25)
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  • Specialized Finance Analyst

    TD Bank (New York, NY)
    …** Position Title:** Finance Analyst (L9) **Business Unit:** TD Securities **Division/Region:** TD Securities USA (New York/Canada) **Report Location:** ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $80,000 - $103,000 USD TD is...+ Support Governance related tasks/mandate and work closely with Compliance and 1B business partners to understand and satisfy… more
    TD Bank (08/08/25)
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  • Vice President - Finance

    TD Bank (New York, NY)
    …who can provide you more specific details for this role. **Job Description:** ** Position Title:** Vice President - Finance **Business Unit:** TD Securities ... **Hours:** M - F 8:30 - 5:00 Overview TD Securities US Finance is a part of the wider...+ Manage Governance related tasks/mandate and work closely with Compliance and 1B business partners to understand and satisfy… more
    TD Bank (08/26/25)
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