- TD Bank (New York, NY)
- …across various functions including the Business, Risk, Product Control, Technology, and Compliance . This position will require an individual who can collaborate ... is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have adequately considered,… more
- NBC Universal (New York, NY)
- …and other strategic transactions and real estate, as well as assisting with securities and corporate governance matters. You will serve as a key strategic partner ... + Managing and coordinating transaction related issues such as antitrust, securities , tax and accounting, IP, employee benefit plans, employment matters, … more
- MUFG (New York, NY)
- …dealer settlement engine. The role demands deep expertise in trade flows, securities processing, cash management, and settlement across systems such as Broadridge ... vendor integrations, enabling rapid troubleshooting, process improvements, and regulatory compliance without writing code. Strong analytical skills, back office… more
- TD Bank (New York, NY)
- …is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have adequately considered, ... operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS… more
- Bank of America (New York, NY)
- …both LOB generated positions (eg deposits and loans) as well as securities and derivatives used by the CFO organization to manage our firm's Interest Rate ... liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief… more
- S&P Global (New York, NY)
- …Services and Sponsors Sales, S&P Global Ratings is a pivotal leadership position responsible for elevating the Financial Services and Sponsors Commercial team to ... to drive growth and enhance S&P Global Ratings' market position in the Financial Services sector, leveraging data analytics...are met or exceeded, while maintaining high standards of compliance . + Utilize customer insights and market trends to… more
- Guardian Life (New York, NY)
- …priorities, and values. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions. Aligned to " **what** " we deliver, ... for managing regulatory exams, inquiries, and investigations initiated by insurance, securities and other regulators. The Assistant General Counsel supervises three… more
- Wells Fargo (New York, NY)
- …to deliver tailored lending solutions, optimize client outcomes, and ensure compliance with regulatory standards. The Lending Director provides expert guidance on ... in Wells Fargo's Lending and Banking Solutions, including Home Mortgage, Securities -Based Lending, Custom Credit, and core deposit products. + Deliver ongoing… more
- S&P Global (New York, NY)
- …cloud technologies and participate in evaluation of new technologies + Ensure compliance through the adoption of enterprise standards and promotion of best practice ... states that the anticipated base salary range for this position is $118,094 to $237,100. Final base salary for...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- S&P Global (New York, NY)
- …to track model performance, data quality, and infrastructure. + **Security and Compliance :** Implement security measures and compliance standards to protect ... states that the anticipated base salary range for this position is $150,000 - $230,000. Final base salary will...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
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