- TD Bank (New York, NY)
- …Series79 registered, or commitment to obtain within 6 months. + Experience in capital markets , compliance , audit, risk, control and governance or a related field ... The department is organized into areas of expertise by product , region, and industry. The Business Management Team within...Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- Neuberger Berman (New York, NY)
- …support and insights. + Act as a firm-wide resource related to SMA product information, competitive positioning, market trends, pricing trends, etc. + ... **_Job Description:_** We are seeking a Separately Managed Account (SMA) Product Manager to support the firm's taxable and tax-exempt fixed income SMA products. This… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... the Bank and to place US and Canadian money market positions. The position liaises closely with the Bank's...+ Understands and complies with TD Policies, regulatory and compliance requirements + Ensures that transactions are fully documented… more
- JPMorgan Chase (New York, NY)
- …their residential mortgages needs secured by properties in the US, UK, and French markets . The Global Mortgage Solutions team includes a global mortgage product ... them in their home lending financing needs. **US Mortgage Product ** The Head of US Mortgage Product ...Bank (sales) functions, as well as Technology, Legal, Risk, Compliance , and Marketing, to design and deliver solutions that… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... - 002 + Manage Governance related tasks/mandate and work closely with Compliance and 1B business partners to understand and satisfy requirements. + Understanding… more
- SMBC (New York, NY)
- …Capital Markets (DCM, ECM, ABS, CLOs), Sales and Trading ( Equities & Fixed Income), FX/Derivatives, Trade Finance, Structured Financing (including Subscription ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- JPMorgan Chase (New York, NY)
- …services, asset management, wealth management, pensions/insurance, banking). + Compliance , regulatory consultancy, and/or business/ product control experience ... PowerPoint. **Preferred qualifications, capabilities, and skills** + Experience in compliance , regulatory consultancy, or business/ product control. + Active… more
- Wellington (New York, NY)
- …Coordinate with key stakeholders globally; marketing, distribution, investment management, product management and development, marketing compliance , fund ... practices such as competitive intelligence, target audience definition, and market positioning into the development of product ...and span nearly all segments of the global capital markets , including equity , fixed income, multi-asset, and… more
- American Express (New York, NY)
- …will drive the growth of Amex Offers by defining the strategic vision and market positioning of Amex Offers as a product , including the end-to-end experience ... the mid-to-long term. **Description** We are looking for a product leader to join the Amex Offers Digital Media...pricing), as well as being accountable for establishing robust compliance and risk guardrails and ensuring resources are aligned… more
- Highmark Health (Albany, NY)
- …and Product Ownership roles, collaborating with external customers and the internal product team. + Utilize market trends and customer feedback provided by ... qualifications, experience, and expected contributions, as well as internal peer equity , market , and business considerations. The displayed salary range… more